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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTMX icon
3526
CytomX Therapeutics
CTMX
$754M
$2K ﹤0.01%
1,864
-485
-21% -$718
CTRN icon
3527
Citi Trends
CTRN
$605M
$2K ﹤0.01%
88
+69
+363% +$1.62K
DAPP icon
3528
VanEck Digital Transformation ETF
DAPP
$230M
$2K ﹤0.01%
800
-2,047
-72% -$7.95K
DDS icon
3529
Dillards
DDS
$9.56B
$2K ﹤0.01%
9
+8
+800% +$2.6K
DMXF icon
3530
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$2K ﹤0.01%
48
– –
EFR
3531
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$2K ﹤0.01%
225
– –
ETD icon
3532
Ethan Allen Interiors
ETD
$603M
$2K ﹤0.01%
107
– –
EVRI
3533
DELISTED
Everi Holdings
EVRI
$2K ﹤0.01%
154
– –
FET icon
3534
Forum Energy Technologies
FET
$835M
$2K ﹤0.01%
99
-9
-8% -$246
FLIC
3535
DELISTED
First of Long Island Corp
FLIC
$2K ﹤0.01%
+153
New +$2.77K
FLO icon
3536
Flowers Foods
FLO
$1.57B
$2K ﹤0.01%
71
-4,999
-99% -$140K
FOX icon
3537
Fox Class B
FOX
$23.9B
$2K ﹤0.01%
98
+32
+48% +$916
FRPH icon
3538
FRP Holdings
FRPH
$421M
$2K ﹤0.01%
110
– –
FTDR icon
3539
Frontdoor
FTDR
$6.26B
$2K ﹤0.01%
133
-48
-27% -$1.05K
FTXO icon
3540
First Trust Nasdaq Bank ETF
FTXO
$315M
$2K ﹤0.01%
87
+16
+23% +$436
GHYB icon
3541
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$2K ﹤0.01%
+63
New +$2.64K
GRFS
3542
Grifois
GRFS
$5.4B
$2K ﹤0.01%
359
-108
-23% -$786
GTES icon
3543
Gates Industrial Corporation Ltd.
GTES
$7.15B
$2K ﹤0.01%
255
+131
+106% +$1.44K
GUT
3544
Gabelli Utility Trust
GUT
$559M
$2K ﹤0.01%
405
– –
HFWA icon
3545
Heritage Financial
HFWA
$1.21B
$2K ﹤0.01%
77
– –
HIFS icon
3546
Hingham Institution for Saving
HIFS
$663M
$2K ﹤0.01%
+9
New +$2.37K
HUT
3547
Hut 8
HUT
$10.9B
$2K ﹤0.01%
678
-262
-28% -$1.97K
HYPR icon
3548
Hyperfine
HYPR
$101M
$2K ﹤0.01%
3,000
– –
IBLC icon
3549
iShares Blockchain and Tech ETF
IBLC
$80.8M
$2K ﹤0.01%
300
– –
ICHR icon
3550
Ichor Holdings
ICHR
$2.56B
$2K ﹤0.01%
109
– –
140 141
142
143 144

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.