We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAT
3526
American Assets Trust
AAT
$1.38B
$2K ﹤0.01%
82
-159
-66% -$4.55K
ADAP
3527
DELISTED
Adaptimmune Therapeutics
ADAP
$2K ﹤0.01%
2,000
– –
AIV
3528
Aimco
AIV
$377M
$2K ﹤0.01%
386
-200
-34% -$1.64K
ALV icon
3529
Autoliv
ALV
$8.92B
$2K ﹤0.01%
+41
New +$3.18K
AMRN
3530
Amarin Corp
AMRN
$298M
$2K ﹤0.01%
136
– –
AMRX icon
3531
Amneal Pharmaceuticals
AMRX
$5.71B
$2K ﹤0.01%
1,243
-1
-0.1% -$3
AMTX icon
3532
Aemetis
AMTX
$120M
$2K ﹤0.01%
437
– –
APLS
3533
DELISTED
Apellis Pharmaceuticals
APLS
$2K ﹤0.01%
32
-35
-52% -$2.07K
ATEN icon
3534
A10 Networks
ATEN
$2.06B
$2K ﹤0.01%
216
+11
+5% +$157
AVA icon
3535
Avista
AVA
$3.2B
$2K ﹤0.01%
69
-180
-72% -$7.53K
AVDL
3536
DELISTED
Avadel Pharmaceuticals
AVDL
$2K ﹤0.01%
500
-424
-46% -$2.33K
BCC icon
3537
Boise Cascade
BCC
$2.96B
$2K ﹤0.01%
47
-123
-72% -$7.92K
BFIN
3538
DELISTED
BankFinancial
BFIN
$2K ﹤0.01%
+275
New +$2.67K
BFLY icon
3539
Butterfly Network
BFLY
$2.58B
$2K ﹤0.01%
500
-150
-23% -$792
CMRC
3540
Commerce.com Inc Series 1
CMRC
$175M
$2K ﹤0.01%
200
-582
-74% -$9.98K
BOOT icon
3541
Boot Barn
BOOT
$5.11B
$2K ﹤0.01%
46
-46,770
-100% -$3.13M
BYRN icon
3542
Byrna Technologies
BYRN
$110M
$2K ﹤0.01%
500
– –
CBL
3543
CBL Properties
CBL
$1.72B
$2K ﹤0.01%
+110
New +$3.14K
CCO icon
3544
Clear Channel Outdoor Holdings
CCO
$1.23B
$2K ﹤0.01%
+1,500
New +$2.27K
CCS icon
3545
Century Communities
CCS
$1.96B
$2K ﹤0.01%
48
-37
-44% -$1.79K
CMP icon
3546
Compass Minerals
CMP
$1.13B
$2K ﹤0.01%
68
-49
-42% -$1.87K
COOK icon
3547
Traeger
COOK
$172M
$2K ﹤0.01%
17
+8
+89% +$1.35K
CPER icon
3548
United States Copper Index Fund
CPER
$777M
$2K ﹤0.01%
108
– –
CPF icon
3549
Central Pacific Financial
CPF
$991M
$2K ﹤0.01%
102
-137
-57% -$3.09K
CRNC icon
3550
Cerence
CRNC
$403M
$2K ﹤0.01%
184
-63
-26% -$1.42K
140 141
142
143 144

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.