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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THD icon
3526
iShares MSCI Thailand ETF
THD
$372M
$2K ﹤0.01%
26
-1
-4% -$76
TMCWW
3527
TMC The Metals Company Warrants
TMCWW
$1.19M
$2K ﹤0.01%
10,000
– –
TTEC icon
3528
TTEC Holdings
TTEC
$124M
$2K ﹤0.01%
24
-185
-89% -$16.8K
USPH icon
3529
US Physical Therapy
USPH
$1.22B
$2K ﹤0.01%
22
-44
-67% -$4.41K
VBTX
3530
DELISTED
Veritex Holdings
VBTX
$2K ﹤0.01%
61
– –
VPG icon
3531
Vishay Precision Group
VPG
$914M
$2K ﹤0.01%
71
– –
VST icon
3532
Vistra
VST
$47.4B
$2K ﹤0.01%
100
-132
-57% -$2.65K
WB icon
3533
Weibo
WB
$1.95B
$2K ﹤0.01%
70
-485
-87% -$19.7K
WF icon
3534
Woori Financial
WF
$17.6B
$2K ﹤0.01%
+64
New +$2.08K
XFOR icon
3535
X4 Pharmaceuticals
XFOR
$460M
$2K ﹤0.01%
+33
New +$4.17K
MKFG
3536
DELISTED
Markforged Holding Corporation
MKFG
$2K ﹤0.01%
50
– –
CSA
3537
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$2K ﹤0.01%
35
– –
ATSG
3538
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
HTLF
3539
DELISTED
Heartland Financial USA, Inc.
HTLF
$2K ﹤0.01%
58
– –
NDP
3540
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$2K ﹤0.01%
106
– –
TUP
3541
DELISTED
Tupperware Brands Corporation
TUP
$2K ﹤0.01%
133
– –
MRNS
3542
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$2K ﹤0.01%
250
– –
NTG
3543
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$2K ﹤0.01%
65
+1
+2% +$31
NEPT
3544
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$2K ﹤0.01%
5
+4
+400% +$2.75K
NTCO
3545
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$2K ﹤0.01%
290
+42
+17% +$512
CIR
3546
DELISTED
CIRCOR International, Inc
CIR
$2K ﹤0.01%
77
– –
NYMX
3547
DELISTED
Nymox Pharmaceutical Corp
NYMX
$2K ﹤0.01%
2,000
– –
VLDR
3548
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$2K ﹤0.01%
+500
New +$2.92K
EAR
3549
DELISTED
Eargo, Inc. Common Stock
EAR
$2K ﹤0.01%
28
-24
-46% -$3.12K
NDACW
3550
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$2K ﹤0.01%
2,920
– –
140 141
142
143 144

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.