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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRWD icon
3526
Ironwood Pharmaceuticals
IRWD
$714M
$1K ﹤0.01%
+128
New +$1.65K
JACK icon
3527
Jack in the Box
JACK
$335M
$1K ﹤0.01%
18
– –
JILL icon
3528
J. Jill
JILL
$283M
$1K ﹤0.01%
101
+1
+1% +$20
KEX icon
3529
Kirby Corp
KEX
$6.93B
$1K ﹤0.01%
22
– –
KMPR icon
3530
Kemper
KMPR
$1.68B
$1K ﹤0.01%
+21
New +$1.43K
KODK icon
3531
Kodak
KODK
$983M
$1K ﹤0.01%
+180
New +$1.31K
KRNY icon
3532
Kearny Financial
KRNY
$599M
$1K ﹤0.01%
120
+1
+0.8% +$12
LOVE
3533
LoveSac
LOVE
$261M
$1K ﹤0.01%
+24
New +$1.5K
LRGF icon
3534
iShares US Equity Factor ETF
LRGF
$3.71B
$1K ﹤0.01%
32
– –
MAN icon
3535
ManpowerGroup
MAN
$2.63B
$1K ﹤0.01%
13
– –
MAX icon
3536
MediaAlpha
MAX
$821M
$1K ﹤0.01%
+80
New +$2.17K
MGPI icon
3537
MGP Ingredients
MGPI
$375M
$1K ﹤0.01%
21
– –
CALY
3538
Callaway Golf Company
CALY
$3.14B
$1K ﹤0.01%
57
– –
MOV icon
3539
Movado Group
MOV
$841M
$1K ﹤0.01%
+57
New +$1.82K
MTSI icon
3540
MACOM Technology Solutions
MTSI
$23.7B
$1K ﹤0.01%
28
-35
-56% -$2.15K
LUXE
3541
LuxExperience B.V.
LUXE
$1.11B
$1K ﹤0.01%
46
– –
NBN icon
3542
Northeast Bank
NBN
$1.14B
$1K ﹤0.01%
+52
New +$1.67K
NMIH icon
3543
NMI Holdings
NMIH
$3.36B
$1K ﹤0.01%
53
– –
NOVT icon
3544
Novanta
NOVT
$6.29B
$1K ﹤0.01%
12
– –
NPO icon
3545
Enpro
NPO
$7.05B
$1K ﹤0.01%
+20
New +$1.76K
NTGR icon
3546
NETGEAR
NTGR
$635M
$1K ﹤0.01%
62
+21
+51% +$729
NWE icon
3547
NorthWestern Energy
NWE
$4.43B
$1K ﹤0.01%
31
– –
OPRT icon
3548
Oportun Financial
OPRT
$372M
$1K ﹤0.01%
+40
New +$922
PATK icon
3549
Patrick Industries
PATK
$2.85B
$1K ﹤0.01%
30
– –
PB icon
3550
Prosperity Bancshares
PB
$8.89B
$1K ﹤0.01%
29
+5
+21% +$346
140 141
142
143 144

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.