We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSPD icon
3501
Lightspeed Commerce
LSPD
$1.35B
$2K ﹤0.01%
+50
New +$3.41K
LTRX icon
3502
Lantronix
LTRX
$266M
$2K ﹤0.01%
350
– –
MGEE icon
3503
MGE Energy Inc
MGEE
$3.08B
$2K ﹤0.01%
32
– –
MODV
3504
DELISTED
ModivCare
MODV
$2K ﹤0.01%
20
– –
MRVI icon
3505
Maravai LifeSciences
MRVI
$919M
$2K ﹤0.01%
70
– –
MSD
3506
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$2K ﹤0.01%
332
– –
NAVI icon
3507
Navient
NAVI
$853M
$2K ﹤0.01%
140
– –
NEWP
3508
New Pacific Metals
NEWP
$1.17B
$2K ﹤0.01%
760
– –
NEWT icon
3509
NewtekOne
NEWT
$391M
$2K ﹤0.01%
79
– –
NEXT icon
3510
NextDecade
NEXT
$1.78B
$2K ﹤0.01%
1,000
– –
NMR icon
3511
Nomura Holdings
NMR
$29.1B
$2K ﹤0.01%
535
-669
-56% -$3.03K
NOVT icon
3512
Novanta
NOVT
$6.29B
$2K ﹤0.01%
15
+3
+25% +$501
NSIT icon
3513
Insight Enterprises
NSIT
$4.38B
$2K ﹤0.01%
19
-43
-69% -$4.28K
NWG icon
3514
NatWest
NWG
$76.4B
$2K ﹤0.01%
472
+88
+23% +$571
OFLX icon
3515
Omega Flex
OFLX
$312M
$2K ﹤0.01%
16
-22
-58% -$2.92K
PLBY icon
3516
Playboy Inc
PLBY
$141M
$2K ﹤0.01%
+100
New +$3.02K
PRI icon
3517
Primerica
PRI
$9.89B
$2K ﹤0.01%
18
-48
-73% -$7.61K
SBIO icon
3518
ALPS Medical Breakthroughs ETF
SBIO
$215M
$2K ﹤0.01%
50
– –
SBRA icon
3519
Sabra Healthcare REIT
SBRA
$5.37B
$2K ﹤0.01%
163
-40
-20% -$566
SHO icon
3520
Sunstone Hotel Investors
SHO
$2.06B
$2K ﹤0.01%
177
– –
SMLR
3521
DELISTED
Semler Scientific
SMLR
$2K ﹤0.01%
27
– –
SMMV icon
3522
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$2K ﹤0.01%
70
– –
SPRU icon
3523
Spruce Power Holding Corp
SPRU
$39.9M
$2K ﹤0.01%
+88
New +$3.4K
STAA icon
3524
STAAR Surgical
STAA
$1.21B
$2K ﹤0.01%
25
+10
+67% +$1.07K
SXC icon
3525
SunCoke Energy
SXC
$797M
$2K ﹤0.01%
324
-688
-68% -$4.56K
139 140
141
142 143

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.