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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHT icon
3501
DHT Holdings
DHT
$3.02B
$1K ﹤0.01%
+177
New +$1.02K
EAT icon
3502
Brinker International
EAT
$9.66B
$1K ﹤0.01%
30
– –
EFSC icon
3503
Enterprise Financial Services Corp
EFSC
$2.39B
$1K ﹤0.01%
+40
New +$1.79K
ENVA icon
3504
Enova International
ENVA
$6.29B
$1K ﹤0.01%
+40
New +$1.3K
EUFN icon
3505
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$1K ﹤0.01%
150
+100
+200% +$1.98K
FEMB icon
3506
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$364M
$1K ﹤0.01%
+44
New +$1.5K
FGBI icon
3507
First Guaranty Bancshares
FGBI
$159M
$1K ﹤0.01%
56
– –
FISI icon
3508
Financial Institutions
FISI
$821M
$1K ﹤0.01%
+46
New +$1.39K
FLO icon
3509
Flowers Foods
FLO
$1.57B
$1K ﹤0.01%
68
+3
+5% +$71
FLWS icon
3510
1-800-Flowers.com
FLWS
$258M
$1K ﹤0.01%
65
– –
FOX icon
3511
Fox Class B
FOX
$23.9B
$1K ﹤0.01%
38
-70
-65% -$2.4K
GEO icon
3512
The GEO Group
GEO
$4.04B
$1K ﹤0.01%
+233
New +$1.71K
GIII icon
3513
G-III Apparel Group
GIII
$1.5B
$1K ﹤0.01%
50
– –
GO icon
3514
Grocery Outlet
GO
$980M
$1K ﹤0.01%
56
+22
+65% +$633
HAFC icon
3515
Hanmi Financial
HAFC
$946M
$1K ﹤0.01%
+66
New +$1.22K
HCKT icon
3516
Hackett Group
HCKT
$287M
$1K ﹤0.01%
+65
New +$1.22K
HCM icon
3517
HUTCHMED
HCM
$2.17B
$1K ﹤0.01%
51
– –
HEPA
3518
DELISTED
Hepion Pharmaceuticals
HEPA
$1K ﹤0.01%
1
– –
HFWA icon
3519
Heritage Financial
HFWA
$1.21B
$1K ﹤0.01%
+54
New +$1.31K
HOG icon
3520
Harley-Davidson
HOG
$2.71B
$1K ﹤0.01%
45
-11
-20% -$444
HTH icon
3521
Hilltop Holdings
HTH
$2.24B
$1K ﹤0.01%
+36
New +$1.19K
HYGH icon
3522
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$597M
$1K ﹤0.01%
18
– –
IART icon
3523
Integra LifeSciences
IART
$1.34B
$1K ﹤0.01%
+24
New +$1.7K
IBIO icon
3524
iBio
IBIO
$70M
$1K ﹤0.01%
3
– –
IPAR icon
3525
Interparfums
IPAR
$3.94B
$1K ﹤0.01%
26
– –
139 140
141
142 143

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.