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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPAD icon
3501
Offerpad Solutions
OPAD
$21.9M
– –
-7
Closed -$10K
OSS icon
3502
One Stop Systems
OSS
$330M
– –
-5,250
Closed -$33K
PARR icon
3503
Par Pacific Holdings
PARR
$3.46B
– –
-1,013
Closed -$14K
PASG icon
3504
Passage Bio
PASG
$14.1M
– –
-379
Closed -$132K
PBJ icon
3505
Invesco Food & Beverage ETF
PBJ
$107M
$0 ﹤0.01%
1
– –
PDD icon
3506
Pinduoduo
PDD
$129B
– –
-1,000
Closed -$133K
PFIG icon
3507
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$0 ﹤0.01%
+2
New +$54
PLOW icon
3508
Douglas Dynamics
PLOW
$1.04B
– –
-23
Closed -$1K
PRK icon
3509
Park National Corp
PRK
$3.71B
– –
-74
Closed -$9K
PSEC icon
3510
Prospect Capital
PSEC
$1.11B
$0 ﹤0.01%
100
– –
PSR icon
3511
Invesco Active US Real Estate Fund
PSR
$59.6M
$0 ﹤0.01%
4
– –
QQXT icon
3512
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$157M
– –
-150
Closed -$12K
RCKT icon
3513
Rocket Pharmaceuticals
RCKT
$387M
– –
-2,330
Closed -$103K
RCS
3514
PIMCO Strategic Income Fund
RCS
$248M
– –
-126
Closed –
RELL icon
3515
Richardson Electronics
RELL
$305M
– –
-4,250
Closed -$27K
REX icon
3516
REX American Resources
REX
$1.43B
– –
-462
Closed -$6K
RGLD icon
3517
Royal Gold
RGLD
$18.5B
$0 ﹤0.01%
3
-53
-95% -$6.25K
RKLB icon
3518
Rocket Lab Corp
RKLB
$47.3B
$0 ﹤0.01%
50
-700
-93% -$7.28K
RLAY icon
3519
Relay Therapeutics
RLAY
$4.3B
– –
-2,166
Closed -$74K
RLMD icon
3520
Relmada Therapeutics
RLMD
$564M
$0 ﹤0.01%
27
– –
RPD icon
3521
Rapid7
RPD
$694M
– –
-14
Closed -$1K
SANM icon
3522
Sanmina
SANM
$11B
– –
-317
Closed -$13K
SBIO icon
3523
ALPS Medical Breakthroughs ETF
SBIO
$213M
– –
-4,000
Closed -$201K
SBS icon
3524
Sabesp
SBS
$18.9B
$0 ﹤0.01%
340
– –
SCHY icon
3525
Schwab International Dividend Equity ETF
SCHY
$2.53B
$0 ﹤0.01%
+2
New +$52
139 140
141
142 143

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.