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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQNS
3476
Sequans Communications SA
SQNS
$41.3M
$3K ﹤0.01%
40
– –
TUG icon
3477
STF Tactical Growth ETF
TUG
$34.1M
$3K ﹤0.01%
+141
New +$3.22K
VYGR icon
3478
Voyager Therapeutics
VYGR
$201M
$3K ﹤0.01%
650
– –
WHG icon
3479
Westwood Holdings Group
WHG
$190M
$3K ﹤0.01%
311
-29
-9% -$305
WSBF icon
3480
Waterstone Financial
WSBF
$375M
$3K ﹤0.01%
178
-533
-75% -$8.93K
ZTO icon
3481
ZTO Express
ZTO
$17.9B
$3K ﹤0.01%
144
– –
DAY
3482
DELISTED
Dayforce
DAY
$3K ﹤0.01%
58
-38
-40% -$2.39K
QNTM
3483
Quantum Biopharma Class B Subordinate Voting Shares
QNTM
$22.1M
$3K ﹤0.01%
62
– –
FLG.PRU
3484
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$3K ﹤0.01%
74
-253
-77% -$10.8K
HYB
3485
DELISTED
New America High Income Fund, Inc.
HYB
$3K ﹤0.01%
511
– –
NDP
3486
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$3K ﹤0.01%
106
– –
TCS
3487
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$3K ﹤0.01%
47
-2,375
-98% -$172K
RNLX
3488
DELISTED
Renalytix plc American Depositary Shares
RNLX
$3K ﹤0.01%
2,100
– –
HA
3489
DELISTED
Hawaiian Holdings, Inc.
HA
$3K ﹤0.01%
313
– –
BTEK
3490
DELISTED
BlackRock Future Tech ETF
BTEK
$3K ﹤0.01%
220
– –
DLA
3491
DELISTED
Delta Apparel Inc.
DLA
$3K ﹤0.01%
359
-34
-9% -$462
DCPH
3492
DELISTED
Deciphera Pharmaceuticals, Inc. Common Stock
DCPH
$3K ﹤0.01%
200
– –
KRTX
3493
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
$3K ﹤0.01%
19
-4
-17% -$858
CURO
3494
DELISTED
CURO Group Holdings Corp.
CURO
$3K ﹤0.01%
+1,000
New +$3.81K
IMGN
3495
DELISTED
Immunogen Inc
IMGN
$3K ﹤0.01%
631
– –
CHS
3496
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
688
– –
NATI
3497
DELISTED
National Instruments Corp
NATI
$3K ﹤0.01%
87
-44
-34% -$1.72K
CYXT
3498
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$3K ﹤0.01%
2,000
+1,000
+100% +$2.36K
CS
3499
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
1,200
-92
-7% -$358
COUP
3500
DELISTED
Coupa Software Incorporated
COUP
$3K ﹤0.01%
58
-15
-21% -$897
138 139
140
141 142

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.