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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBL
3476
DoubleLine Opportunistic Credit Fund
DBL
$280M
$2K ﹤0.01%
116
-415
-78% -$8.01K
DMAY icon
3477
FT Vest US Equity Deep Buffer ETF May
DMAY
$380M
$2K ﹤0.01%
85
– –
EDU icon
3478
New Oriental
EDU
$8.98B
$2K ﹤0.01%
138
-1,126
-89% -$24.3K
ELD icon
3479
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$2K ﹤0.01%
99
-71
-42% -$2.17K
EP.PRC icon
3480
El Paso Energy Capital Trust I
EP.PRC
$223M
$2K ﹤0.01%
+54
New +$2.71K
ETD icon
3481
Ethan Allen Interiors
ETD
$603M
$2K ﹤0.01%
100
– –
EVH icon
3482
Evolent Health
EVH
$447M
$2K ﹤0.01%
77
-39
-34% -$1.12K
EZM icon
3483
WisdomTree US MidCap Fund
EZM
$956M
$2K ﹤0.01%
40
– –
FBZ
3484
DELISTED
First Trust Brazil AlphaDEX Fund
FBZ
$2K ﹤0.01%
+180
New +$2.12K
FIZZ icon
3485
National Beverage
FIZZ
$3.01B
$2K ﹤0.01%
57
-36
-39% -$1.96K
FLN icon
3486
First Trust Latin America AlphaDEX Fund
FLN
$37.3M
$2K ﹤0.01%
+133
New +$2.3K
FOX icon
3487
Fox Class B
FOX
$23.9B
$2K ﹤0.01%
72
+34
+89% +$1.25K
GFL icon
3488
GFL Environmental
GFL
$14.9B
$2K ﹤0.01%
+72
New +$2.8K
GIB icon
3489
CGI
GIB
$15.5B
$2K ﹤0.01%
+27
New +$2.37K
GLDD
3490
DELISTED
Great Lakes Dredge & Dock
GLDD
$2K ﹤0.01%
+176
New +$2.68K
GROY icon
3491
Gold Royalty Corp
GROY
$699M
$2K ﹤0.01%
600
– –
HAE icon
3492
Haemonetics
HAE
$4B
$2K ﹤0.01%
50
-3
-6% -$183
HZO icon
3493
MarineMax
HZO
$788M
$2K ﹤0.01%
+39
New +$2.09K
IEZ icon
3494
iShares US Oil Equipment & Services ETF
IEZ
$364M
$2K ﹤0.01%
170
– –
IGE icon
3495
iShares North American Natural Resources ETF
IGE
$758M
$2K ﹤0.01%
+63
New +$1.99K
IMMR icon
3496
Immersion
IMMR
$252M
$2K ﹤0.01%
500
-500
-50% -$3.29K
INTF icon
3497
iShares International Equity Factor ETF
INTF
$3.72B
$2K ﹤0.01%
90
+3
+3% +$88
IPAR icon
3498
Interparfums
IPAR
$3.94B
$2K ﹤0.01%
26
– –
KC
3499
Kingsoft Cloud Holdings
KC
$3.69B
$2K ﹤0.01%
150
– –
KMPR icon
3500
Kemper
KMPR
$1.68B
$2K ﹤0.01%
45
+24
+114% +$1.46K
138 139
140
141 142

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.