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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWU icon
326
iShares MSCI United Kingdom ETF
EWU
$4.16B
$6.1M 0.04%
194,971
-1,461
-0.7% -$45K
SKYY icon
327
First Trust Cloud Computing ETF
SKYY
$3.12B
$6.1M 0.04%
63,753
-1,309
-2% -$131K
GLTR icon
328
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
$6.07M 0.04%
65,516
-25,494
-28% -$2.44M
PHG icon
329
Philips
PHG
$26.1B
$6.07M 0.04%
131,268
+4,592
+4% +$208K
IGSB icon
330
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$6.04M 0.04%
110,519
+13,652
+14% +$750K
SPTI icon
331
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$5.96M 0.04%
185,890
+17,046
+10% +$556K
VOD icon
332
Vodafone
VOD
$37.4B
$5.95M 0.04%
322,871
-23,965
-7% -$433K
ENTG icon
333
Entegris
ENTG
$23.2B
$5.94M 0.04%
53,163
+1,150
+2% +$118K
XLP icon
334
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$5.93M 0.04%
86,874
-10,490
-11% -$690K
ATVI
335
DELISTED
Activision Blizzard
ATVI
$5.85M 0.04%
62,915
-4,867
-7% -$458K
ROK icon
336
Rockwell Automation
ROK
$49B
$5.76M 0.04%
21,696
+2,347
+12% +$598K
CWB icon
337
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$5.75M 0.04%
69,010
+285
+0.4% +$24.6K
MUNI icon
338
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$5.74M 0.04%
102,222
-2,957
-3% -$167K
VYM icon
339
Vanguard High Dividend Yield ETF
VYM
$82.8B
$5.67M 0.04%
56,106
-27,207
-33% -$2.62M
XLU icon
340
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$5.64M 0.04%
176,096
-49,988
-22% -$1.55M
UTZ icon
341
Utz Brands
UTZ
$1.25B
$5.62M 0.04%
226,696
+16,209
+8% +$393K
BXMT icon
342
Blackstone Mortgage Trust
BXMT
$2.38B
$5.6M 0.04%
180,710
+20,270
+13% +$590K
SRLN icon
343
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$5.59M 0.04%
122,300
+9,737
+9% +$447K
FDX icon
344
FedEx
FDX
$75.4B
$5.57M 0.04%
19,602
+3,165
+19% +$815K
SONY icon
345
Sony
SONY
$138B
$5.56M 0.04%
262,350
+1,350
+0.5% +$28.5K
ROP icon
346
Roper Technologies
ROP
$39.8B
$5.52M 0.04%
13,696
+3,020
+28% +$1.21M
GNRC icon
347
Generac Holdings
GNRC
$12.5B
$5.51M 0.04%
16,844
+6,809
+68% +$2.01M
OBDC icon
348
Blue Owl Capital
OBDC
$5.74B
$5.47M 0.04%
397,254
+339,969
+593% +$4.63M
HASI icon
349
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.2B
$5.36M 0.04%
95,564
+16,919
+22% +$1.02M
AMD icon
350
Advanced Micro Devices
AMD
$789B
$5.36M 0.04%
68,270
+26,635
+64% +$2.29M
12 13
14
15 16

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.