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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
First Trust Cloud Computing ETF
SKYY
$3.12B
| $3.4M | 0.03% |
43,343
+9,129
| +27% | +$709K |
|
|
PARA
327
DELISTED
Paramount Global Class B
PARA
| $3.38M | 0.03% |
120,792
+10,215
| +9% | +$274K |
|
328
Philip Morris
PM
$295B
| $3.37M | 0.03% |
44,961
+1,926
| +4% | +$149K |
|
329
NetEase
NTES
$84.7B
| $3.35M | 0.03% |
36,810
+705
| +2% | +$66.3K |
|
330
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $3.35M | 0.03% |
75,960
+13,956
| +23% | +$608K |
|
331
Alcon
ALC
$35B
| $3.34M | 0.03% |
58,721
-5,264
| -8% | -$310K |
|
332
Roper Technologies
ROP
$39.8B
| $3.34M | 0.03% |
8,454
+2,254
| +36% | +$937K |
|
333
Verisk Analytics
VRSK
$25B
| $3.32M | 0.03% |
17,902
+1,223
| +7% | +$224K |
|
334
Brookfield Renewable
BEP
$9.96B
| $3.3M | 0.03% |
94,346
-13,932
| -13% | -$412K |
|
335
Tractor Supply
TSCO
$18B
| $3.3M | 0.03% |
115,280
-480
| -0.4% | -$13.8K |
|
336
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
| $3.23M | 0.03% |
18,973
+1,997
| +12% | +$336K |
|
337
General Dynamics
GD
$106B
| $3.17M | 0.03% |
22,876
+3,257
| +17% | +$481K |
|
338
iShare MSCI Eurozone ETF
EZU
$9.91B
| $3.17M | 0.03% |
83,521
+1,270
| +2% | +$49.2K |
|
339
GE Aerospace
GE
$384B
| $3.15M | 0.03% |
101,501
-5,529
| -5% | -$180K |
|
340
Mondelez International
MDLZ
$79.9B
| $3.14M | 0.03% |
54,615
+865
| +2% | +$48.2K |
|
341
Sanofi
SNY
$104B
| $3.13M | 0.03% |
62,353
+41,182
| +195% | +$2.12M |
|
342
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
| $3.11M | 0.03% |
116,659
-12,458
| -10% | -$334K |
|
343
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
| $3.09M | 0.03% |
89,637
+2,400
| +3% | +$82.4K |
|
344
Blackstone Mortgage Trust
BXMT
$2.38B
| $3.07M | 0.03% |
139,635
+50,143
| +56% | +$1.17M |
|
345
Vanguard FTSE Pacific ETF
VPL
$8.43B
| $3.04M | 0.03% |
44,696
+3,406
| +8% | +$228K |
|
346
Vertex Pharmaceuticals
VRTX
$126B
| $2.98M | 0.03% |
10,952
+452
| +4% | +$125K |
|
347
FedEx
FDX
$75.4B
| $2.97M | 0.03% |
11,795
-5,289
| -31% | -$1.06M |
|
348
MSCI
MSCI
$40.9B
| $2.96M | 0.03% |
8,312
-255
| -3% | -$92.6K |
|
349
New Oriental
EDU
$8.98B
| $2.96M | 0.03% |
19,773
+1,271
| +7% | +$184K |
|
350
Pool Corp
POOL
$7.5B
| $2.91M | 0.03% |
8,689
+68
| +0.8% | +$21K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.