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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVOL icon
3451
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$3K ﹤0.01%
164
+2
+1% +$45
JELD icon
3452
JELD-WEN Holding
JELD
$164M
$3K ﹤0.01%
364
-117
-24% -$1.14K
JMOM icon
3453
JPMorgan US Momentum Factor ETF
JMOM
$2.61B
$3K ﹤0.01%
95
– –
JOE icon
3454
St. Joe Company
JOE
$3.83B
$3K ﹤0.01%
81
– –
KTOS icon
3455
Kratos Defense & Security Solutions
KTOS
$11.4B
$3K ﹤0.01%
292
+13
+5% +$129
LESL icon
3456
Leslie's
LESL
$11M
$3K ﹤0.01%
16
-11
-41% -$3.06K
LOPE icon
3457
Grand Canyon Education
LOPE
$3.98B
$3K ﹤0.01%
34
– –
MATW icon
3458
Matthews International
MATW
$739M
$3K ﹤0.01%
112
-9
-7% -$252
MTSI icon
3459
MACOM Technology Solutions
MTSI
$23.7B
$3K ﹤0.01%
53
– –
NIC icon
3460
Nicolet Bankshares
NIC
$3.62B
$3K ﹤0.01%
+43
New +$3.35K
NLR icon
3461
VanEck Uranium + Nuclear Energy ETF
NLR
$4.17B
$3K ﹤0.01%
66
+1
+2% +$54
NMR icon
3462
Nomura Holdings
NMR
$29.1B
$3K ﹤0.01%
+819
New +$2.83K
NRGV icon
3463
Energy Vault
NRGV
$633M
$3K ﹤0.01%
1,000
– –
NVEE
3464
DELISTED
NV5 Global
NVEE
$3K ﹤0.01%
+100
New +$3.48K
ORGN
3465
DELISTED
Origin Materials
ORGN
$3K ﹤0.01%
25
– –
PR
3466
Permian Resources
PR
$16.9B
$3K ﹤0.01%
+400
New +$3.83K
PRLB icon
3467
Protolabs
PRLB
$2.13B
$3K ﹤0.01%
138
– –
PRTS icon
3468
CarParts.com
PRTS
$54.7M
$3K ﹤0.01%
61
– –
QURE icon
3469
uniQure
QURE
$3.22B
$3K ﹤0.01%
139
-18
-11% -$388
RIG icon
3470
Transocean
RIG
$5.82B
$3K ﹤0.01%
902
-659
-42% -$2.54K
RXT icon
3471
Rackspace Technology
RXT
$1.24B
$3K ﹤0.01%
+1,100
New +$4.65K
SDGR icon
3472
Schrodinger
SDGR
$1.36B
$3K ﹤0.01%
183
+83
+83% +$1.72K
SEB icon
3473
Seaboard Corp
SEB
$4.06B
$3K ﹤0.01%
1
– –
SHC icon
3474
Sotera Health
SHC
$5.38B
$3K ﹤0.01%
450
– –
SITC icon
3475
SITE Centers
SITC
$165M
$3K ﹤0.01%
319
+2
+0.6% +$20
137 138
139
140 141

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.