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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLTA.WS
3451
DELISTED
Volta Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
VLTA.WS
$3K ﹤0.01%
1,625
– –
LYLT
3452
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
$3K ﹤0.01%
+154
New +$4.97K
TEN
3453
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$3K ﹤0.01%
315
– –
ESTE
3454
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
$3K ﹤0.01%
+303
New +$3.23K
FBC
3455
DELISTED
Flagstar Bancorp, Inc. New
FBC
$3K ﹤0.01%
72
-26
-27% -$1.29K
VZIO
3456
DELISTED
VIZIO Holding Corp.
VZIO
$3K ﹤0.01%
200
– –
EBIX
3457
DELISTED
Ebix Inc
EBIX
$3K ﹤0.01%
100
– –
VG
3458
DELISTED
Vonage Holdings Corporation
VG
$3K ﹤0.01%
151
– –
ACHC icon
3459
Acadia Healthcare
ACHC
$2.94B
$2K ﹤0.01%
+38
New +$2.27K
AEIS icon
3460
Advanced Energy
AEIS
$13B
$2K ﹤0.01%
23
– –
AEVA
3461
Aeva Technologies
AEVA
$1.86B
$2K ﹤0.01%
63
– –
AGM icon
3462
Federal Agricultural Mortgage
AGM
$2.56B
$2K ﹤0.01%
16
– –
AIV
3463
Aimco
AIV
$383M
$2K ﹤0.01%
387
+386
+38,600% +$2.95K
ALLK
3464
DELISTED
Allakos
ALLK
$2K ﹤0.01%
300
– –
AZUL
3465
DELISTED
Azul
AZUL
$2K ﹤0.01%
200
– –
BAP icon
3466
Credicorp
BAP
$30.7B
$2K ﹤0.01%
26
-23
-47% -$2.82K
BNGO icon
3467
Bionano Genomics
BNGO
$13.3M
$2K ﹤0.01%
1
– –
BUSE icon
3468
First Busey Corp
BUSE
$2.56B
$2K ﹤0.01%
81
– –
CACC icon
3469
Credit Acceptance
CACC
$6.08B
$2K ﹤0.01%
3
– –
CCS icon
3470
Century Communities
CCS
$2.03B
$2K ﹤0.01%
+27
New +$1.93K
CHT icon
3471
Chunghwa Telecom
CHT
$33B
$2K ﹤0.01%
57
-69
-55% -$2.79K
CLSK icon
3472
CleanSpark
CLSK
$3.16B
$2K ﹤0.01%
250
– –
COUR icon
3473
Coursera
COUR
$1.54B
$2K ﹤0.01%
100
– –
CPS icon
3474
Cooper-Standard Automotive
CPS
$558M
$2K ﹤0.01%
114
– –
CROX icon
3475
Crocs
CROX
$6.55B
$2K ﹤0.01%
22
+2
+10% +$308
137 138
139
140 141

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.