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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRNS
3451
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$2K ﹤0.01%
250
– –
IMGN
3452
DELISTED
Immunogen Inc
IMGN
$2K ﹤0.01%
498
-168
-25% -$971
CHS
3453
DELISTED
Chicos FAS, Inc.
CHS
$2K ﹤0.01%
500
– –
CIR
3454
DELISTED
CIRCOR International, Inc
CIR
$2K ﹤0.01%
77
– –
ZEV
3455
DELISTED
Lightning eMotors, Inc.
ZEV
$2K ﹤0.01%
15
– –
HEXO
3456
DELISTED
HEXO Corp. Common Shares
HEXO
$2K ﹤0.01%
91
+25
+38% +$1.16K
NDACW
3457
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
$2K ﹤0.01%
+2,920
New +$3.4K
NOACW
3458
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$2K ﹤0.01%
+5,000
New +$3.06K
GCP
3459
DELISTED
GCP Applied Technologies Inc.
GCP
$2K ﹤0.01%
133
-66
-33% -$1.53K
IPOD.WS
3460
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$2K ﹤0.01%
1,200
– –
IPOF.WS
3461
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$2K ﹤0.01%
1,300
– –
ORPH
3462
DELISTED
Orphazyme A/S
ORPH
$2K ﹤0.01%
600
– –
SC
3463
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$2K ﹤0.01%
67
-125
-65% -$5.14K
MGLN
3464
DELISTED
Magellan Health Services, Inc.
MGLN
$2K ﹤0.01%
22
– –
RPAI
3465
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2K ﹤0.01%
225
– –
WTRU
3466
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$2K ﹤0.01%
35
-70
-67% -$4.19K
HIBB
3467
DELISTED
Hibbett, Inc. Common Stock
HIBB
$2K ﹤0.01%
+30
New +$2.62K
EBIX
3468
DELISTED
Ebix Inc
EBIX
$2K ﹤0.01%
100
– –
VG
3469
DELISTED
Vonage Holdings Corporation
VG
$2K ﹤0.01%
151
– –
ENV
3470
DELISTED
ENVESTNET, INC.
ENV
$2K ﹤0.01%
31
-19
-38% -$1.45K
CIT
3471
DELISTED
CIT Group Inc.
CIT
$2K ﹤0.01%
67
– –
GPM
3472
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$2K ﹤0.01%
253
+3
+1% +$28
ABR icon
3473
Arbor Realty Trust
ABR
$998M
$1K ﹤0.01%
+100
New +$1.81K
AENTW icon
3474
Alliance Entertainment Holding Corp Warrants
AENTW
$1K ﹤0.01%
+2,500
New +$1.57K
AGM icon
3475
Federal Agricultural Mortgage
AGM
$2.56B
$1K ﹤0.01%
+16
New +$1.59K
137 138
139
140 141

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.