We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGLB
3451
Highland Global Allocation Fund
HGLB
$177M
– –
-982
Closed -$7K
HTBK
3452
DELISTED
Heritage Commerce
HTBK
– –
-1,977
Closed -$24K
HTHT icon
3453
Huazhu Hotels Group
HTHT
$13.2B
$0 ﹤0.01%
+13
New +$734
HUMA icon
3454
Humacyte
HUMA
$191M
– –
-500
Closed -$5K
HYGV icon
3455
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
– –
-8,800
Closed -$435K
IAGG icon
3456
iShares Core International Aggregate Bond Fund
IAGG
$11B
– –
-877
Closed -$48K
IBOC icon
3457
International Bancshares
IBOC
$4.67B
– –
-120
Closed -$5K
IMMR icon
3458
Immersion
IMMR
$246M
– –
-800
Closed -$7K
IMNM icon
3459
Immunome
IMNM
$2.92B
$0 ﹤0.01%
20
– –
INMD icon
3460
InMode
INMD
$869M
$0 ﹤0.01%
+10
New +$425
INSM icon
3461
Insmed
INSM
$28.7B
$0 ﹤0.01%
+34
New +$1.01K
IONQ icon
3462
IonQ
IONQ
$14.8B
– –
-800
Closed -$8K
IVR icon
3463
Invesco Mortgage Capital
IVR
$758M
– –
-4
Closed –
KLXE icon
3464
KLX Energy Services
KLXE
$44.2M
$0 ﹤0.01%
28
– –
KMDA icon
3465
Kamada
KMDA
$412M
$0 ﹤0.01%
100
– –
KOD icon
3466
Kodiak Sciences
KOD
$2.84B
$0 ﹤0.01%
+7
New +$672
KURA icon
3467
Kura Oncology
KURA
$824M
$0 ﹤0.01%
+29
New +$720
LAB icon
3468
Standard BioTools
LAB
$313M
$0 ﹤0.01%
+10
New +$53
LBRT icon
3469
Liberty Energy
LBRT
$3.27B
– –
-2,800
Closed -$31K
LEN.B icon
3470
Lennar Class B
LEN.B
$20.1B
$0 ﹤0.01%
2
– –
LGI
3471
Lazard Global Total Return & Income Fund
LGI
$238M
– –
-1,560
Closed -$29K
LNW
3472
DELISTED
Light & Wonder
LNW
$0 ﹤0.01%
+5
New +$307
MAXN
3473
DELISTED
Maxeon Solar Technologies
MAXN
– –
0
– –
MBIO icon
3474
Mustang Bio
MBIO
$4.36M
– –
0
– –
MCRI icon
3475
Monarch Casino & Resort
MCRI
$2.19B
$0 ﹤0.01%
+14
New +$967
137 138
139
140 141

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.