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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTS icon
3426
CTS Corp
CTS
$1.89B
$3K ﹤0.01%
94
+84
+840% +$3.46K
DMF
3427
DELISTED
BNY Mellon Municipal Income
DMF
$3K ﹤0.01%
500
– –
DOO
3428
Bombardier Recreational Products
DOO
$4.77B
$3K ﹤0.01%
52
– –
DUOL icon
3429
Duolingo
DUOL
$6.12B
$3K ﹤0.01%
50
-3
-6% -$234
DV icon
3430
DoubleVerify
DV
$2.03B
$3K ﹤0.01%
138
– –
EBC icon
3431
Eastern Bankshares
EBC
$5.23B
$3K ﹤0.01%
+201
New +$3.85K
EFSC icon
3432
Enterprise Financial Services Corp
EFSC
$2.39B
$3K ﹤0.01%
74
-26
-26% -$1.29K
ELDN icon
3433
Eledon Pharmaceuticals
ELDN
$285M
$3K ﹤0.01%
1,666
– –
ENR icon
3434
Energizer
ENR
$1.55B
$3K ﹤0.01%
114
-53
-32% -$1.63K
ENVX icon
3435
Enovix
ENVX
$1.03B
$3K ﹤0.01%
+343
New +$4.22K
ESRT icon
3436
Empire State Realty Trust
ESRT
$836M
$3K ﹤0.01%
546
+2
+0.4% +$14
EVH icon
3437
Evolent Health
EVH
$447M
$3K ﹤0.01%
138
– –
FDIS icon
3438
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$3K ﹤0.01%
65
-233
-78% -$14.1K
FG icon
3439
F&G Annuities & Life
FG
$3.62B
$3K ﹤0.01%
+204
New +$4.16K
FOLD
3440
DELISTED
Amicus Therapeutics
FOLD
$3K ﹤0.01%
300
-680
-69% -$7.66K
FPXI icon
3441
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$297M
$3K ﹤0.01%
91
– –
GGRW icon
3442
Gabelli Growth Innovators ETF
GGRW
$7.7M
$3K ﹤0.01%
230
– –
GIL icon
3443
Gildan
GIL
$10.6B
$3K ﹤0.01%
142
-579
-80% -$16.8K
GOGO icon
3444
Gogo Inc
GOGO
$493M
$3K ﹤0.01%
258
– –
GPMT
3445
Granite Point Mortgage Trust
GPMT
$61.2M
$3K ﹤0.01%
639
+24
+4% +$156
HURN icon
3446
Huron Consulting
HURN
$2.42B
$3K ﹤0.01%
47
– –
HYI
3447
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$3K ﹤0.01%
240
+8
+3% +$96
IAF
3448
abrdn Australia Equity Fund
IAF
$127M
$3K ﹤0.01%
+249
New +$3.23K
IEZ icon
3449
iShares US Oil Equipment & Services ETF
IEZ
$364M
$3K ﹤0.01%
172
+1
+0.6% +$20
IMVT icon
3450
Immunovant
IMVT
$8.25B
$3K ﹤0.01%
224
– –
136 137
138
139 140

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.