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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
3426
EchoStar
ECHO
$26.2B
$2K ﹤0.01%
+90
New +$2.22K
SBIO icon
3427
ALPS Medical Breakthroughs ETF
SBIO
$215M
$2K ﹤0.01%
+50
New +$2.29K
SHO icon
3428
Sunstone Hotel Investors
SHO
$2.06B
$2K ﹤0.01%
177
– –
SITM icon
3429
SiTime
SITM
$21.8B
$2K ﹤0.01%
12
– –
SMMV icon
3430
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$2K ﹤0.01%
70
– –
SRAD icon
3431
Sportradar
SRAD
$3.85B
$2K ﹤0.01%
+100
New +$2.55K
STNG icon
3432
Scorpio Tankers
STNG
$3.81B
$2K ﹤0.01%
126
– –
THD icon
3433
iShares MSCI Thailand ETF
THD
$372M
$2K ﹤0.01%
+27
New +$2.03K
TOL icon
3434
Toll Brothers
TOL
$14.5B
$2K ﹤0.01%
52
-158
-75% -$9.34K
TRIB
3435
Trinity Biotech
TRIB
$8.39M
$2K ﹤0.01%
6
– –
TTMI icon
3436
TTM Technologies
TTMI
$14.5B
$2K ﹤0.01%
236
– –
USNA icon
3437
Usana Health Sciences
USNA
$286M
$2K ﹤0.01%
+27
New +$2.6K
VBTX
3438
DELISTED
Veritex Holdings
VBTX
$2K ﹤0.01%
61
– –
VPG icon
3439
Vishay Precision Group
VPG
$914M
$2K ﹤0.01%
71
– –
XSD icon
3440
State Street SPDR S&P Semiconductor ETF
XSD
$3.04B
$2K ﹤0.01%
+12
New +$2.34K
ZTO icon
3441
ZTO Express
ZTO
$17.9B
$2K ﹤0.01%
67
-316
-83% -$9.07K
ZWS icon
3442
Zurn Elkay Water Solutions
ZWS
$8.53B
$2K ﹤0.01%
93
-268
-74% -$7.51K
SEI
3443
Solaris Energy Infrastructure
SEI
$3.82B
$2K ﹤0.01%
+249
New +$2.02K
CSA
3444
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$2K ﹤0.01%
35
– –
ATSG
3445
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
SILV
3446
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$2K ﹤0.01%
+400
New +$3.16K
HTLF
3447
DELISTED
Heartland Financial USA, Inc.
HTLF
$2K ﹤0.01%
58
– –
NDP
3448
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$2K ﹤0.01%
106
– –
TUP
3449
DELISTED
Tupperware Brands Corporation
TUP
$2K ﹤0.01%
133
– –
SILK
3450
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$2K ﹤0.01%
37
+12
+48% +$628
136 137
138
139 140

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.