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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBK icon
3426
FB Financial Corp
FBK
$3.04B
– –
-242
Closed -$10K
FDVV icon
3427
Fidelity High Dividend ETF
FDVV
$10.3B
– –
-80,500
Closed -$2.86M
FELE icon
3428
Franklin Electric
FELE
$4.83B
$0 ﹤0.01%
12
-156
-93% -$12.8K
FEMS icon
3429
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$250M
$0 ﹤0.01%
18
+1
+6% +$46
FGBI icon
3430
First Guaranty Bancshares
FGBI
$158M
$0 ﹤0.01%
+56
New +$943
KYNB
3431
Kyntra Bio
KYNB
$28.3M
$0 ﹤0.01%
1
-1
-50% -$576
FNCL icon
3432
Fidelity MSCI Financials Index ETF
FNCL
$2.41B
– –
-10,500
Closed -$513K
FNOV icon
3433
FT Vest US Equity Buffer ETF November
FNOV
$1.23B
– –
-1,579
Closed -$57K
FOXF icon
3434
Fox Factory Holding Corp
FOXF
$791M
– –
-24
Closed -$3K
FUMB icon
3435
First Trust Ultra Short Duration Municipal ETF
FUMB
$247M
– –
-1,065
Closed -$21K
FUND
3436
Sprott Focus Trust
FUND
$304M
$0 ﹤0.01%
+46
New +$386
FYC icon
3437
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.31B
– –
-2,000
Closed -$139K
GDOT icon
3438
Green Dot
GDOT
$759M
– –
-180
Closed -$8K
GECC icon
3439
Great Elm Capital Corp
GECC
$79.6M
$0 ﹤0.01%
10
– –
GF
3440
New Germany Fund
GF
$188M
– –
-2,885
Closed -$57K
GIB icon
3441
CGI
GIB
$15.4B
– –
-145
Closed -$12K
LKFT
3442
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.71B
$0 ﹤0.01%
5
-1
-17% -$76
CBIO
3443
Crescent Biopharma
CBIO
$610M
– –
-12
Closed -$3K
XRN
3444
Chiron Real Estate Inc
XRN
$469M
– –
-16
Closed -$1K
GMS
3445
DELISTED
GMS Inc
GMS
– –
-250
Closed -$10K
GRX
3446
Gabelli Healthcare & Wellness Trust
GRX
$144M
$0 ﹤0.01%
57
– –
HAFC icon
3447
Hanmi Financial
HAFC
$954M
– –
-1,022
Closed -$20K
HAYW icon
3448
Hayward Holdings
HAYW
$3.32B
$0 ﹤0.01%
+20
New +$437
HCKT icon
3449
Hackett Group
HCKT
$280M
– –
-405
Closed -$6K
HEI.A icon
3450
HEICO Corp Class A
HEI.A
$36.9B
$0 ﹤0.01%
5
-8
-62% -$1.01K
136 137
138
139 140

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.