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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSEY
3401
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
$4K ﹤0.01%
1,038
-98
-9% -$480
RXDX
3402
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
$4K ﹤0.01%
39
– –
RUTH
3403
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$4K ﹤0.01%
265
– –
RBND
3404
DELISTED
SPDR Bloomberg SASB Corporate Bond ESG Select ETF
RBND
$4K ﹤0.01%
+200
New +$4.01K
DBS
3405
DELISTED
Invesco DB Silver Fund
DBS
$4K ﹤0.01%
147
– –
WMC
3406
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$4K ﹤0.01%
548
– –
ACB
3407
Aurora Cannabis
ACB
$185M
$3K ﹤0.01%
397
+298
+301% +$3.56K
ADEA icon
3408
Adeia
ADEA
$3.11B
$3K ﹤0.01%
+343
New +$3.49K
ALV icon
3409
Autoliv
ALV
$9B
$3K ﹤0.01%
41
– –
AMRN
3410
Amarin Corp
AMRN
$303M
$3K ﹤0.01%
136
– –
AOUT icon
3411
American Outdoor Brands
AOUT
$157M
$3K ﹤0.01%
365
– –
ARCB icon
3412
ArcBest
ARCB
$3.08B
$3K ﹤0.01%
54
– –
EFOR
3413
Everforth Inc
EFOR
$1.32B
$3K ﹤0.01%
47
-17
-27% -$1.49K
ATEN icon
3414
A10 Networks
ATEN
$1.95B
$3K ﹤0.01%
211
-5
-2% -$86
ATER icon
3415
Aterian
ATER
$5.37M
$3K ﹤0.01%
333
– –
CVSA
3416
Covista Inc
CVSA
$4.8B
$3K ﹤0.01%
101
– –
BITQ icon
3417
Bitwise Crypto Industry Innovators ETF
BITQ
$384M
$3K ﹤0.01%
1,141
– –
BPOP icon
3418
Popular Inc
BPOP
$11.1B
$3K ﹤0.01%
48
-93
-66% -$6.47K
BRAG
3419
Bragg Gaming Group
BRAG
$51.8M
$3K ﹤0.01%
1,000
– –
BYRN icon
3420
Byrna Technologies
BYRN
$101M
$3K ﹤0.01%
500
– –
CFLT
3421
DELISTED
Confluent
CFLT
$3K ﹤0.01%
150
– –
CHRS icon
3422
Coherus Oncology
CHRS
$196M
$3K ﹤0.01%
449
– –
CNMD icon
3423
CONMED
CNMD
$1.47B
$3K ﹤0.01%
44
-44
-50% -$3.65K
CRNC icon
3424
Cerence
CRNC
$414M
$3K ﹤0.01%
184
– –
CRNT icon
3425
Ceragon Networks
CRNT
$201M
$3K ﹤0.01%
2,000
– –
135 136
137
138 139

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.