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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEDP icon
3401
Medpace
MEDP
$16.5B
$2K ﹤0.01%
14
-4
-22% -$730
MGEE icon
3402
MGE Energy Inc
MGEE
$3.08B
$2K ﹤0.01%
32
– –
MMYT icon
3403
MakeMyTrip
MMYT
$5.64B
$2K ﹤0.01%
+105
New +$2.84K
MOO icon
3404
VanEck Agribusiness ETF
MOO
$969M
$2K ﹤0.01%
+26
New +$2.39K
MTH icon
3405
Meritage Homes
MTH
$4.86B
$2K ﹤0.01%
+42
New +$2.16K
MVST icon
3406
Microvast
MVST
$302M
$2K ﹤0.01%
300
– –
MYRG icon
3407
MYR Group
MYRG
$5.25B
$2K ﹤0.01%
+26
New +$2.56K
NAVI icon
3408
Navient
NAVI
$853M
$2K ﹤0.01%
+140
New +$3K
NEWP
3409
New Pacific Metals
NEWP
$1.17B
$2K ﹤0.01%
+760
New +$2.86K
NEWT icon
3410
NewtekOne
NEWT
$391M
$2K ﹤0.01%
79
– –
NEXT icon
3411
NextDecade
NEXT
$1.78B
$2K ﹤0.01%
1,000
– –
NHC icon
3412
National Healthcare
NHC
$3.38B
$2K ﹤0.01%
+36
New +$2.62K
NTRA icon
3413
Natera
NTRA
$46.4B
$2K ﹤0.01%
23
+6
+35% +$688
NWG icon
3414
NatWest
NWG
$76.4B
$2K ﹤0.01%
384
-745
-66% -$4.64K
NX icon
3415
Quanex
NX
$1.01B
$2K ﹤0.01%
113
+38
+51% +$887
OLPX
3416
DELISTED
Olaplex Holdings
OLPX
$2K ﹤0.01%
+100
New +$2.45K
ONON icon
3417
On Holding
ONON
$12.5B
$2K ﹤0.01%
+75
New +$2.63K
PCG icon
3418
PG&E
PCG
$38.5B
$2K ﹤0.01%
241
+41
+21% +$387
PEB icon
3419
Pebblebrook Hotel Trust
PEB
$2.05B
$2K ﹤0.01%
131
– –
PLXS icon
3420
Plexus
PLXS
$7.23B
$2K ﹤0.01%
33
– –
PSCF icon
3421
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
$2K ﹤0.01%
50
– –
RDY icon
3422
Dr. Reddy's Laboratories
RDY
$10.2B
$2K ﹤0.01%
220
+145
+193% +$1.93K
RGLD icon
3423
Royal Gold
RGLD
$19.5B
$2K ﹤0.01%
30
+27
+900% +$3.02K
RNR icon
3424
RenaissanceRe
RNR
$13.4B
$2K ﹤0.01%
19
-16
-46% -$2.42K
RUSHA icon
3425
Rush Enterprises Class A
RUSHA
$6.22B
$2K ﹤0.01%
+74
New +$2.19K
135 136
137
138 139

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.