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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRBP icon
3401
Corbus Pharmaceuticals
CRBP
$180M
$0 ﹤0.01%
17
– –
CTBI icon
3402
Community Trust Bancorp
CTBI
$1.42B
– –
-149
Closed -$6K
CVEO icon
3403
Civeo
CVEO
$325M
$0 ﹤0.01%
47
– –
CYH icon
3404
Community Health Systems
CYH
$416M
– –
-396
Closed -$5K
CYRX icon
3405
CryoPort
CYRX
$741M
$0 ﹤0.01%
14
-236
-94% -$13.3K
DAR icon
3406
Darling Ingredients
DAR
$9.62B
– –
-378
Closed -$27K
DARE icon
3407
Dare Bioscience
DARE
$19.9M
$0 ﹤0.01%
17
– –
DBP icon
3408
Invesco DB Precious Metals Fund
DBP
$249M
$0 ﹤0.01%
15
– –
DLX icon
3409
Deluxe
DLX
$1.19B
$0 ﹤0.01%
11
-80
-88% -$3.6K
DNOV icon
3410
FT Vest US Equity Deep Buffer ETF November
DNOV
$400M
– –
-1,612
Closed -$54K
DPG
3411
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
– –
-7,600
Closed -$110K
DSS icon
3412
DSS Inc
DSS
$5.02M
– –
-31
Closed -$2K
EAD
3413
Allspring Income Opportunities Fund
EAD
$378M
– –
-77
Closed –
EBND icon
3414
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
– –
-57
Closed -$1K
EFSC icon
3415
Enterprise Financial Services Corp
EFSC
$2.4B
– –
-108
Closed -$5K
EGHT icon
3416
8x8 Inc
EGHT
$329M
– –
-300
Closed -$9K
EMF
3417
Templeton Emerging Markets Fund
EMF
$324M
– –
-404
Closed -$7K
EOSE icon
3418
Eos Energy Enterprises
EOSE
$1.43B
– –
-250
Closed -$4K
ERX icon
3419
Direxion Daily Energy Bull 2X ETF
ERX
$222M
– –
-1,500
Closed -$35K
EUFN icon
3420
iShares MSCI Europe Financials ETF
EUFN
$4.26B
$0 ﹤0.01%
50
– –
EVG
3421
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
– –
-211
Closed -$2K
EXLS icon
3422
EXL Service
EXLS
$5.25B
– –
-115
Closed -$2K
EYPT icon
3423
EyePoint Inc
EYPT
$1.11B
– –
-1,000
Closed -$10K
FAS icon
3424
Direxion Daily Financial Bull 3x ETF
FAS
$2.47B
– –
-1
Closed –
FATE icon
3425
Fate Therapeutics
FATE
$290M
$0 ﹤0.01%
+8
New +$645
135 136
137
138 139

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.