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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLO
3376
DELISTED
Olo Inc
OLO
$4K ﹤0.01%
780
– –
PB icon
3377
Prosperity Bancshares
PB
$8.89B
$4K ﹤0.01%
64
-3
-4% -$217
PFBC icon
3378
Preferred Bank
PFBC
$1.25B
$4K ﹤0.01%
58
– –
PFX icon
3379
PhenixFIN
PFX
$90M
$4K ﹤0.01%
150
– –
PGJ icon
3380
Invesco Golden Dragon China ETF
PGJ
$98.7M
$4K ﹤0.01%
167
– –
PIPR icon
3381
Piper Sandler
PIPR
$5.29B
$4K ﹤0.01%
136
– –
PKX icon
3382
POSCO
PKX
$17.5B
$4K ﹤0.01%
90
-45
-33% -$2.23K
PRI icon
3383
Primerica
PRI
$9.89B
$4K ﹤0.01%
34
– –
PSO icon
3384
Pearson
PSO
$9.9B
$4K ﹤0.01%
512
-85
-14% -$934
RENT
3385
Rent the Runway
RENT
$124M
$4K ﹤0.01%
70
– –
RLAY icon
3386
Relay Therapeutics
RLAY
$4.33B
$4K ﹤0.01%
+278
New +$5.32K
RNWWW
3387
ReNew Energy Global PLC Warrant
RNWWW
$44.5K
$4K ﹤0.01%
5,333
– –
ROG icon
3388
Rogers Corp
ROG
$2.4B
$4K ﹤0.01%
41
– –
SKT icon
3389
Tanger
SKT
$4.52B
$4K ﹤0.01%
244
+2
+0.8% +$36
SXI icon
3390
Standex International
SXI
$4.12B
$4K ﹤0.01%
40
– –
TNL icon
3391
Travel + Leisure Co
TNL
$4.7B
$4K ﹤0.01%
110
– –
TTSH
3392
DELISTED
Tile Shop Holdings
TTSH
$4K ﹤0.01%
1,140
– –
WK icon
3393
Workiva
WK
$3.54B
$4K ﹤0.01%
58
-148
-72% -$11.5K
ZD icon
3394
Ziff Davis
ZD
$1.98B
$4K ﹤0.01%
52
– –
ROIC
3395
DELISTED
Retail Opportunity Investments Corp.
ROIC
$4K ﹤0.01%
331
– –
TUP
3396
DELISTED
Tupperware Brands Corporation
TUP
$4K ﹤0.01%
1,166
-110
-9% -$590
SNCE
3397
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$4K ﹤0.01%
540
+290
+116% +$5.67K
MRTX
3398
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$4K ﹤0.01%
105
-101
-49% -$6.54K
HEWC
3399
DELISTED
iShares Currency Hedged MSCI Canada ETF
HEWC
$4K ﹤0.01%
168
– –
AJRD
3400
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$4K ﹤0.01%
80
– –
134 135
136
137 138

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.