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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PING
3376
DELISTED
Ping Identity Holding Corp.
PING
$0 ﹤0.01%
33
-50
-60% -$1.41K
SAFM
3377
DELISTED
Sanderson Farms Inc
SAFM
– –
-9
Closed -$1K
PSB
3378
DELISTED
PS Business Parks, Inc.
PSB
– –
-12
Closed -$1K
TVTY
3379
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$0 ﹤0.01%
21
-300
-93% -$6.88K
PTE
3380
DELISTED
PolarityTE, Inc. Common Stock
PTE
$0 ﹤0.01%
+1
New +$31
RRD
3381
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-25,000
Closed -$56K
GSS
3382
DELISTED
Golden Star Resources Ltd.
GSS
– –
-255
Closed –
ODT
3383
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
$0 ﹤0.01%
+150
New +$2.83K
LMRKN
3384
DELISTED
Landmark Infrastructure Partners LP 7% Series C Fltg/Fxd Perpetual Conv Preferred Stock
LMRKN
– –
-24,752
Closed -$636K
EBSB
3385
DELISTED
Meridian Bancorp, Inc.
EBSB
– –
-183
Closed -$2K
CSOD
3386
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-41
Closed -$1K
JAX
3387
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
19
– –
WRI
3388
DELISTED
Weingarten Realty Investors
WRI
– –
-500
Closed -$10K
MSGN
3389
DELISTED
MSG Networks Inc.
MSGN
– –
-89
Closed -$1K
GNRSW
3390
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-1,500
Closed -$1K
DSE
3391
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$0 ﹤0.01%
+20
New +$129
EFF
3392
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$0 ﹤0.01%
46
-143
-76% -$2.27K
FSKR
3393
DELISTED
FS KKR Capital Corp. II
FSKR
– –
-56
Closed –
CLGX
3394
DELISTED
Corelogic, Inc.
CLGX
– –
-54
Closed -$4K
FFG
3395
DELISTED
FBL Financial Group
FFG
– –
-32
Closed -$1K
NGA.WS
3396
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
– –
-750
Closed -$4K
BFT
3397
DELISTED
Foley Trasimene Acquisition Corp. II
BFT
– –
-1,819
Closed -$27K
CIIC
3398
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-214
Closed -$6K
QEP
3399
DELISTED
QEP RESOURCES, INC.
QEP
– –
-4,800
Closed -$11K
CZZ
3400
DELISTED
Cosan Limited
CZZ
– –
-50
Closed –
134 135
136
137 138

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.