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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CDXS icon
3351
Codexis
CDXS
$158M
$4K ﹤0.01%
1,000
-100
-9% -$548
CNXC icon
3352
Concentrix
CNXC
$1.57B
$4K ﹤0.01%
30
– –
CVM icon
3353
CEL-SCI Corp
CVM
$29.7M
$4K ﹤0.01%
65
-5
-7% -$440
DEED icon
3354
First Trust Securitized Plus ETF
DEED
$64.5M
$4K ﹤0.01%
198
– –
DIV icon
3355
Global X SuperDividend US ETF
DIV
$782M
$4K ﹤0.01%
220
+4
+2% +$75
EDOW icon
3356
First Trust Dow 30 Equal Weight ETF
EDOW
$323M
$4K ﹤0.01%
159
– –
EIS icon
3357
iShares MSCI Israel ETF
EIS
$889M
$4K ﹤0.01%
75
– –
FFBC icon
3358
First Financial Bancorp
FFBC
$3.52B
$4K ﹤0.01%
192
+2
+1% +$49
FIZZ icon
3359
National Beverage
FIZZ
$3.01B
$4K ﹤0.01%
105
– –
FMS icon
3360
Fresenius Medical Care
FMS
$12.9B
$4K ﹤0.01%
373
-70
-16% -$1.04K
GLDD
3361
DELISTED
Great Lakes Dredge & Dock
GLDD
$4K ﹤0.01%
836
+65
+8% +$457
GTN icon
3362
Gray Television
GTN
$550M
$4K ﹤0.01%
378
– –
ICFI icon
3363
ICF International
ICFI
$1.72B
$4K ﹤0.01%
+45
New +$4.9K
IDE
3364
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$4K ﹤0.01%
502
+13
+3% +$120
JBSS icon
3365
John B. Sanfilippo & Son
JBSS
$964M
$4K ﹤0.01%
59
– –
JKS
3366
JinkoSolar
JKS
$890M
$4K ﹤0.01%
116
-267
-70% -$12.9K
LSAK icon
3367
Lesaka Technologies
LSAK
$420M
$4K ﹤0.01%
1,000
– –
LZB icon
3368
La-Z-Boy
LZB
$1.69B
$4K ﹤0.01%
208
+1
+0.5% +$24
MAT icon
3369
Mattel
MAT
$4.23B
$4K ﹤0.01%
278
+8
+3% +$145
MNKD icon
3370
MannKind Corp
MNKD
$1.32B
$4K ﹤0.01%
873
– –
NRIX icon
3371
Nurix Therapeutics
NRIX
$2.65B
$4K ﹤0.01%
385
+328
+575% +$3.96K
NSSC icon
3372
Napco Security Technologies
NSSC
$1.46B
$4K ﹤0.01%
156
-142
-48% -$3.83K
NTCT icon
3373
NETSCOUT
NTCT
$2.81B
$4K ﹤0.01%
139
– –
NTNX icon
3374
Nutanix
NTNX
$16.9B
$4K ﹤0.01%
156
+17
+12% +$464
OGI
3375
Organigram Holdings
OGI
$139M
$4K ﹤0.01%
+1,307
New +$4.91K
133 134
135
136 137

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.