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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRX icon
3351
Xerox
XRX
$425M
$4K ﹤0.01%
207
-37
-15% -$752
GTM
3352
ZoomInfo Technologies
GTM
$1.22B
$4K ﹤0.01%
77
-32
-29% -$2.14K
TXNM
3353
TXNM Energy Inc
TXNM
$5.94B
$4K ﹤0.01%
102
+1
+1% +$48
QNTM
3354
Quantum Biopharma Class B Subordinate Voting Shares
QNTM
$22.1M
$4K ﹤0.01%
+62
New +$5.38K
ACCD
3355
DELISTED
Accolade Inc
ACCD
$4K ﹤0.01%
173
+73
+73% +$2.39K
NARI
3356
DELISTED
Inari Medical, Inc. Common Stock
NARI
$4K ﹤0.01%
51
+29
+132% +$2.48K
HYB
3357
DELISTED
New America High Income Fund, Inc.
HYB
$4K ﹤0.01%
+511
New +$4.94K
SWN
3358
DELISTED
Southwestern Energy Company
SWN
$4K ﹤0.01%
1,059
-28,941
-96% -$144K
VBIV
3359
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$4K ﹤0.01%
67
– –
BSX.PRA
3360
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$4K ﹤0.01%
+41
New +$4.68K
IMV
3361
DELISTED
IMV Inc. Common Shares
IMV
$4K ﹤0.01%
400
– –
DBS
3362
DELISTED
Invesco DB Silver Fund
DBS
$4K ﹤0.01%
+147
New +$4.77K
TPGY
3363
DELISTED
TPG Pace Beneficial Finance Corp.
TPGY
$4K ﹤0.01%
500
– –
GCP
3364
DELISTED
GCP Applied Technologies Inc.
GCP
$4K ﹤0.01%
133
– –
SPAK
3365
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
$4K ﹤0.01%
200
– –
MILE
3366
DELISTED
Metromile, Inc. Common Stock
MILE
$4K ﹤0.01%
+2,000
New +$5.7K
SRGA
3367
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$4K ﹤0.01%
200
– –
FOE
3368
DELISTED
Ferro Corporation
FOE
$4K ﹤0.01%
+187
New +$3.98K
FMBI
3369
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$4K ﹤0.01%
239
+14
+6% +$280
ACB
3370
Aurora Cannabis
ACB
$185M
$3K ﹤0.01%
70
-41
-37% -$2.76K
ADTN icon
3371
Adtran
ADTN
$616M
$3K ﹤0.01%
172
– –
ASND icon
3372
Ascendis Pharma A/S
ASND
$16.8B
$3K ﹤0.01%
+29
New +$4.31K
ATEN icon
3373
A10 Networks
ATEN
$1.95B
$3K ﹤0.01%
200
– –
BAND
3374
Bandwidth Inc
BAND
$1.61B
$3K ﹤0.01%
50
+25
+100% +$1.95K
CAN
3375
Canaan Creative
CAN
$159M
$3K ﹤0.01%
607
-820
-57% -$6.17K
133 134
135
136 137

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.