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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEIS icon
3351
Advanced Energy
AEIS
$13B
$2K ﹤0.01%
23
– –
AEVA
3352
Aeva Technologies
AEVA
$1.86B
$2K ﹤0.01%
63
– –
AORT icon
3353
Artivion
AORT
$1.32B
$2K ﹤0.01%
+100
New +$2.58K
ATEN icon
3354
A10 Networks
ATEN
$1.95B
$2K ﹤0.01%
200
– –
AZEK
3355
DELISTED
The AZEK Co
AZEK
$2K ﹤0.01%
+70
New +$2.73K
BAND
3356
Bandwidth Inc
BAND
$1.61B
$2K ﹤0.01%
25
-100
-80% -$11.5K
BCC icon
3357
Boise Cascade
BCC
$3.02B
$2K ﹤0.01%
43
+23
+115% +$1.25K
BKE icon
3358
Buckle
BKE
$2.37B
$2K ﹤0.01%
+61
New +$2.6K
BKH icon
3359
Black Hills Corp
BKH
$5.69B
$2K ﹤0.01%
41
-54
-57% -$3.68K
CHH icon
3360
Choice Hotels
CHH
$4.8B
$2K ﹤0.01%
18
– –
CLSK icon
3361
CleanSpark
CLSK
$3.16B
$2K ﹤0.01%
250
– –
COLD icon
3362
Americold
COLD
$4.27B
$2K ﹤0.01%
102
-97
-49% -$3.55K
COOK icon
3363
Traeger
COOK
$172M
$2K ﹤0.01%
+2
New +$2.5K
CPS icon
3364
Cooper-Standard Automotive
CPS
$558M
$2K ﹤0.01%
114
– –
CROX icon
3365
Crocs
CROX
$6.55B
$2K ﹤0.01%
+20
New +$2.75K
CVLG icon
3366
Covenant Logistics
CVLG
$872M
$2K ﹤0.01%
+160
New +$1.79K
DFIN icon
3367
Donnelley Financial Solutions
DFIN
$1.16B
$2K ﹤0.01%
+79
New +$2.61K
DHC
3368
Diversified Healthcare Trust
DHC
$2.14B
$2K ﹤0.01%
+628
New +$2.37K
DMAY icon
3369
FT Vest US Equity Deep Buffer ETF May
DMAY
$380M
$2K ﹤0.01%
85
– –
DUST icon
3370
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$46.5M
$2K ﹤0.01%
1
– –
ECPG icon
3371
Encore Capital Group
ECPG
$2.13B
$2K ﹤0.01%
+57
New +$2.71K
ENSG icon
3372
The Ensign Group
ENSG
$10.7B
$2K ﹤0.01%
28
-5
-15% -$413
EPAC icon
3373
Enerpac Tool Group
EPAC
$1.93B
$2K ﹤0.01%
111
– –
ESI icon
3374
Element Solutions
ESI
$9.23B
$2K ﹤0.01%
+127
New +$2.9K
ESPR
3375
DELISTED
Esperion Therapeutics
ESPR
$2K ﹤0.01%
200
– –
133 134
135
136 137

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.