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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKEP
3351
DELISTED
Blueknight Energy Partners L.P.
BKEP
$1K ﹤0.01%
350
– –
TPTX
3352
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
$1K ﹤0.01%
+17
New +$1.26K
APTS
3353
DELISTED
Preferred Apartment Communities, Inc.
APTS
$1K ﹤0.01%
134
-262
-66% -$2.66K
APSG.WS
3354
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$1K ﹤0.01%
1,500
– –
RTP.WS
3355
DELISTED
Reinvent Technology Partners Redeemable Warrants, each whole warrant exercisable for one Class A ord
RTP.WS
$1K ﹤0.01%
800
– –
CELP
3356
DELISTED
Cypress Environmental Partners, L.P.
CELP
$1K ﹤0.01%
625
– –
MBT
3357
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$1K ﹤0.01%
+147
New +$1.31K
VEDL
3358
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$1K ﹤0.01%
+80
New +$1.12K
BHVN
3359
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
$1K ﹤0.01%
+13
New +$1.05K
AZPN
3360
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1K ﹤0.01%
10
-1,261
-99% -$126K
AEG icon
3361
Aegon
AEG
$14B
$0 ﹤0.01%
159
-2
-1% -$9
AFB
3362
AllianceBernstein National Municipal Income Fund
AFB
$314M
– –
-732
Closed -$10.7K
AFK icon
3363
VanEck Africa Index ETF
AFK
$101M
– –
-100
Closed -$2K
AIFA
3364
All In FutureTech Alliance Inc
AIFA
$10.2M
– –
-96
Closed -$1K
AGIO icon
3365
Agios Pharmaceuticals
AGIO
$1.91B
– –
-87
Closed -$4K
AIV
3366
Aimco
AIV
$381M
$0 ﹤0.01%
1
-56
-98% -$385
ALDX icon
3367
Aldeyra Therapeutics
ALDX
$95.9M
$0 ﹤0.01%
+39
New +$469
ALKT icon
3368
Alkami Technology
ALKT
$2.11B
$0 ﹤0.01%
+19
New +$697
AMKR icon
3369
Amkor Technology
AMKR
$13.5B
– –
-754
Closed -$17K
AMSF icon
3370
AMERISAFE
AMSF
$551M
$0 ﹤0.01%
14
– –
APLS
3371
DELISTED
Apellis Pharmaceuticals
APLS
$0 ﹤0.01%
+10
New +$516
AR icon
3372
Antero Resources
AR
$10.7B
– –
-5,405
Closed -$55K
ARLO icon
3373
Arlo Technologies
ARLO
$1.68B
$0 ﹤0.01%
80
– –
AROC icon
3374
Archrock
AROC
$5.84B
– –
-1,069
Closed -$10K
ARQT icon
3375
Arcutis Biotherapeutics
ARQT
$3.31B
– –
-1,000
Closed -$28K
133 134
135
136 137

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.