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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDM
3326
Piedmont Realty Trust
PDM
$1.16B
– –
-683
Closed -$6K
PDO
3327
PIMCO Dynamic Income Opportunities Fund
PDO
$1.87B
– –
-3,317
Closed -$42K
PDSB icon
3328
PDS Biotechnology
PDSB
$40.9M
– –
-3,413
Closed -$45K
PEB icon
3329
Pebblebrook Hotel Trust
PEB
$2B
– –
-423
Closed -$5K
PEBO icon
3330
Peoples Bancorp
PEBO
$1.46B
– –
-797
Closed -$22K
PECO icon
3331
Phillips Edison & Co
PECO
$5.15B
– –
-1,326
Closed -$42K
PEGA icon
3332
Pegasystems
PEGA
$5.43B
– –
-40
Closed –
PEJ icon
3333
Invesco Leisure and Entertainment ETF
PEJ
$306M
– –
-1,325
Closed -$48K
PENN icon
3334
PENN Entertainment
PENN
$2.53B
– –
-3,145
Closed -$93K
PETS icon
3335
PetMed Express
PETS
$42.1M
– –
-75
Closed -$1K
PEY icon
3336
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
– –
-4,000
Closed -$82K
PEZ icon
3337
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.7M
– –
-1,365
Closed -$87K
PFBC icon
3338
Preferred Bank
PFBC
$1.25B
– –
-58
Closed -$4K
PFD
3339
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
– –
-3,000
Closed -$33K
PFIG icon
3340
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
– –
-2
Closed –
PFL
3341
PIMCO Income Strategy Fund
PFL
$389M
– –
-213
Closed -$1K
PFM icon
3342
Invesco Dividend Achievers ETF
PFM
$810M
– –
-2,000
Closed -$73K
PFLT icon
3343
PennantPark Floating Rate Capital
PFLT
$734M
– –
-6,855
Closed -$75K
PFN
3344
PIMCO Income Strategy Fund II
PFN
$707M
– –
-9,300
Closed -$65K
PFS icon
3345
Provident Financial Services
PFS
$3.17B
– –
-20
Closed –
PFX icon
3346
PhenixFIN
PFX
$89.6M
– –
-150
Closed -$4K
PGEN icon
3347
Precigen
PGEN
$2.51B
– –
-750
Closed -$1K
PGJ icon
3348
Invesco Golden Dragon China ETF
PGJ
$100M
– –
-167
Closed -$4K
PHAT icon
3349
Phathom Pharmaceuticals
PHAT
$693M
– –
-29
Closed –
PHDG icon
3350
Invesco S&P 500 Downside Hedged ETF
PHDG
$64.9M
– –
-4,706
Closed -$151K
132 133
134
135 136

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NAMI
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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.