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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGNX icon
3326
Regenxbio
RGNX
$708M
$5K ﹤0.01%
235
-300
-56% -$6.78K
SIGA icon
3327
SIGA Technologies
SIGA
$219M
$5K ﹤0.01%
700
– –
SM icon
3328
SM Energy
SM
$6.87B
$5K ﹤0.01%
171
-8
-4% -$333
SPHR icon
3329
Sphere Entertainment
SPHR
$5.73B
$5K ﹤0.01%
129
-520
-80% -$23.6K
SSL icon
3330
Sasol
SSL
$7.1B
$5K ﹤0.01%
354
– –
TCRT icon
3331
Alaunos Therapeutics
TCRT
$4.86M
$5K ﹤0.01%
56
– –
TRMK icon
3332
Trustmark
TRMK
$2.75B
$5K ﹤0.01%
150
-109
-42% -$3.81K
TTMI icon
3333
TTM Technologies
TTMI
$14.5B
$5K ﹤0.01%
340
– –
TX icon
3334
Ternium
TX
$10.6B
$5K ﹤0.01%
175
-539
-75% -$16.1K
UFCS icon
3335
United Fire Group
UFCS
$1.4B
$5K ﹤0.01%
190
-135
-42% -$3.94K
ZIMV
3336
DELISTED
ZimVie
ZIMV
$5K ﹤0.01%
632
-147
-19% -$1.28K
ZNTL icon
3337
Zentalis Pharmaceuticals
ZNTL
$302M
$5K ﹤0.01%
288
+254
+747% +$5.46K
QVCGA
3338
DELISTED
QVC Group Inc Series A
QVCGA
$5K ﹤0.01%
71
-92
-56% -$9.38K
AGTI
3339
DELISTED
Agiliti Inc
AGTI
$5K ﹤0.01%
+349
New +$5.76K
NGM
3340
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
$5K ﹤0.01%
1,000
– –
CAJ
3341
DELISTED
Canon, Inc.
CAJ
$5K ﹤0.01%
302
– –
SWI
3342
DELISTED
SolarWinds Corporation Common Stock
SWI
$5K ﹤0.01%
544
+504
+1,260% +$4.4K
IHTA
3343
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
$5K ﹤0.01%
706
+9
+1% +$74
NBO
3344
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$5K ﹤0.01%
555
– –
ABEO icon
3345
Abeona Therapeutics
ABEO
$413M
$4K ﹤0.01%
+1,500
New +$5.61K
ALEX
3346
DELISTED
Alexander & Baldwin
ALEX
$4K ﹤0.01%
238
-36
-13% -$682
AMSC icon
3347
American Superconductor
AMSC
$1.59B
$4K ﹤0.01%
1,200
– –
ASAN icon
3348
Asana
ASAN
$2.13B
$4K ﹤0.01%
304
-265
-47% -$4.81K
ASIX icon
3349
AdvanSix
ASIX
$444M
$4K ﹤0.01%
110
-9
-8% -$337
CATY icon
3350
Cathay General Bancorp
CATY
$4.24B
$4K ﹤0.01%
109
-86
-44% -$3.73K
132 133
134
135 136

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.