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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTPZ icon
3326
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$718M
$4K ﹤0.01%
+49
New +$4.41K
MEC icon
3327
Mayville Engineering Co
MEC
$617M
$4K ﹤0.01%
276
-96
-26% -$1.58K
MMYT icon
3328
MakeMyTrip
MMYT
$5.64B
$4K ﹤0.01%
147
+42
+40% +$1.25K
MUJ icon
3329
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
$4K ﹤0.01%
284
– –
NBHC icon
3330
National Bank Holdings
NBHC
$1.9B
$4K ﹤0.01%
100
– –
NTCT icon
3331
NETSCOUT
NTCT
$2.79B
$4K ﹤0.01%
122
– –
NTRA icon
3332
Natera
NTRA
$46.4B
$4K ﹤0.01%
52
+29
+126% +$3.01K
NU icon
3333
Nu Holdings
NU
$66.9B
$4K ﹤0.01%
+500
New +$4.91K
NUAG icon
3334
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.1M
$4K ﹤0.01%
+178
New +$4.4K
PETS icon
3335
PetMed Express
PETS
$42.3M
$4K ﹤0.01%
182
-268
-60% -$7.42K
PFBC icon
3336
Preferred Bank
PFBC
$1.25B
$4K ﹤0.01%
56
– –
PGNY icon
3337
Progyny
PGNY
$2.2B
$4K ﹤0.01%
81
-103
-56% -$5.77K
PRTA icon
3338
Prothena Corp
PRTA
$450M
$4K ﹤0.01%
85
– –
PST icon
3339
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
$4K ﹤0.01%
250
– –
RHP icon
3340
Ryman Hospitality Properties
RHP
$7.63B
$4K ﹤0.01%
48
– –
SAH icon
3341
Sonic Automotive
SAH
$2.61B
$4K ﹤0.01%
88
+70
+389% +$3.51K
SEER icon
3342
Seer Inc
SEER
$120M
$4K ﹤0.01%
+206
New +$5.94K
SFNC icon
3343
Simmons First National
SFNC
$3.39B
$4K ﹤0.01%
138
+8
+6% +$243
SHG icon
3344
Shinhan Financial Group
SHG
$35.6B
$4K ﹤0.01%
151
-512
-77% -$16.4K
SID icon
3345
Companhia Siderúrgica Nacional
SID
$1.23B
$4K ﹤0.01%
990
-1,259
-56% -$5.47K
SQNS
3346
Sequans Communications SA
SQNS
$41.3M
$4K ﹤0.01%
+40
New +$4.89K
SXI icon
3347
Standex International
SXI
$4.12B
$4K ﹤0.01%
38
+4
+12% +$434
TBBK icon
3348
The Bancorp
TBBK
$2.84B
$4K ﹤0.01%
184
– –
ULCC icon
3349
Frontier Group Holdings
ULCC
$1.7B
$4K ﹤0.01%
300
-200
-40% -$3.06K
VOC icon
3350
VOC Energy
VOC
$51.9M
$4K ﹤0.01%
1,000
– –
132 133
134
135 136

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.