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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFNC icon
3326
Simmons First National
SFNC
$3.39B
$3K ﹤0.01%
130
+13
+11% +$367
SMLR
3327
DELISTED
Semler Scientific
SMLR
$3K ﹤0.01%
+27
New +$3.41K
SPLB icon
3328
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.17B
$3K ﹤0.01%
119
– –
SXI icon
3329
Standex International
SXI
$4.12B
$3K ﹤0.01%
34
– –
TGNA
3330
DELISTED
TEGNA Inc
TGNA
$3K ﹤0.01%
173
+101
+140% +$1.83K
TME icon
3331
Tencent Music
TME
$15.6B
$3K ﹤0.01%
500
– –
TXRH icon
3332
Texas Roadhouse
TXRH
$13.7B
$3K ﹤0.01%
37
– –
VNDA icon
3333
Vanda Pharmaceuticals
VNDA
$302M
$3K ﹤0.01%
200
– –
VST icon
3334
Vistra
VST
$47.4B
$3K ﹤0.01%
232
-1,448
-86% -$26.8K
WERN icon
3335
Werner Enterprises
WERN
$2.25B
$3K ﹤0.01%
+84
New +$3.85K
WMS icon
3336
Advanced Drainage Systems
WMS
$10.9B
$3K ﹤0.01%
+35
New +$4.03K
WRLD icon
3337
World Acceptance Corp
WRLD
$873M
$3K ﹤0.01%
+18
New +$3.33K
WSFS icon
3338
WSFS Financial
WSFS
$4.15B
$3K ﹤0.01%
73
– –
MKFG
3339
DELISTED
Markforged Holding Corporation
MKFG
$3K ﹤0.01%
50
– –
SUM
3340
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$3K ﹤0.01%
117
-53
-31% -$1.73K
PIXY
3341
DELISTED
ShiftPixy, Inc. Common Stock
PIXY
– –
0
– –
AWH
3342
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$3K ﹤0.01%
+67
New +$4.14K
VRTV
3343
DELISTED
VERITIV CORPORATION
VRTV
$3K ﹤0.01%
43
+38
+760% +$2.9K
FOCS
3344
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$3K ﹤0.01%
61
– –
AJRD
3345
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$3K ﹤0.01%
70
– –
APTO
3346
DELISTED
Aptose Biosciences, Inc.
APTO
$3K ﹤0.01%
3
– –
BRG
3347
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$3K ﹤0.01%
237
-1,782
-88% -$20.6K
ARNA
3348
DELISTED
Arena Pharmaceuticals Inc
ARNA
$3K ﹤0.01%
72
– –
AAT
3349
American Assets Trust
AAT
$1.4B
$2K ﹤0.01%
66
– –
ADMA icon
3350
ADMA Biologics
ADMA
$2.22B
$2K ﹤0.01%
1,889
– –
132 133
134
135 136

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.