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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRX
3301
DELISTED
Catalyst Pharmaceutical
CPRX
$5K ﹤0.01%
300
-100
-25% -$1.54K
CURI icon
3302
CuriosityStream
CURI
$164M
$5K ﹤0.01%
4,576
+2,736
+149% +$3.55K
DDIV icon
3303
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$80.2M
$5K ﹤0.01%
+209
New +$6.09K
AXIA
3304
DELISTED
AXIA Energia
AXIA
$5K ﹤0.01%
883
– –
EDU icon
3305
New Oriental
EDU
$9.14B
$5K ﹤0.01%
169
– –
EXFY icon
3306
Expensify
EXFY
$230M
$5K ﹤0.01%
575
– –
FCN icon
3307
FTI Consulting
FCN
$4.16B
$5K ﹤0.01%
34
+7
+26% +$1.17K
FDNI icon
3308
First Trust Dow Jones International Internet ETF
FDNI
$32.5M
$5K ﹤0.01%
+250
New +$5.02K
GORO icon
3309
Goldgroup Mining Inc.
GORO
$185M
$5K ﹤0.01%
3,748
-3,375
-47% -$5.48K
GTX icon
3310
Garrett Motion
GTX
$5.48B
$5K ﹤0.01%
690
-5
-0.7% -$35
HIMX
3311
Himax Technologies
HIMX
$2.61B
$5K ﹤0.01%
947
-101
-10% -$643
IHD
3312
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$5K ﹤0.01%
1,011
+37
+4% +$188
INDI icon
3313
indie Semiconductor
INDI
$767M
$5K ﹤0.01%
866
+16
+2% +$118
KE
3314
Kimball Electronics
KE
$621M
$5K ﹤0.01%
243
-82
-25% -$1.76K
NXDR
3315
Nextdoor Holdings
NXDR
$1.03B
$5K ﹤0.01%
2,656
– –
KWR icon
3316
Quaker Houghton
KWR
$2.9B
$5K ﹤0.01%
30
– –
LXRX icon
3317
Lexicon Pharmaceuticals
LXRX
$1.08B
$5K ﹤0.01%
+3,000
New +$6.38K
MFG icon
3318
Mizuho Financial
MFG
$128B
$5K ﹤0.01%
2,597
+667
+35% +$1.57K
NKTX icon
3319
Nkarta
NKTX
$176M
$5K ﹤0.01%
1,000
– –
NPO icon
3320
Enpro
NPO
$6.99B
$5K ﹤0.01%
53
+24
+83% +$2.6K
NVRI icon
3321
Enviri
NVRI
$622M
$5K ﹤0.01%
914
-136
-13% -$810
OMEX icon
3322
Odyssey Marine Exploration
OMEX
$51.6M
$5K ﹤0.01%
1,400
– –
PCOR icon
3323
Procore
PCOR
$8.82B
$5K ﹤0.01%
+119
New +$6.08K
PEB icon
3324
Pebblebrook Hotel Trust
PEB
$2.01B
$5K ﹤0.01%
423
-281
-40% -$4.29K
PRTA icon
3325
Prothena Corp
PRTA
$443M
$5K ﹤0.01%
99
– –
131 132
133
134 135

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.