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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBRE icon
3301
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.25B
$5K ﹤0.01%
73
-387
-84% -$35K
BHF icon
3302
Brighthouse Financial
BHF
$3.46B
$5K ﹤0.01%
130
-46
-26% -$2.09K
BHV icon
3303
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$5K ﹤0.01%
508
– –
CCOI icon
3304
Cogent Communications
CCOI
$528M
$5K ﹤0.01%
101
-14
-12% -$807
CKPT
3305
DELISTED
Checkpoint Therapeutics
CKPT
$5K ﹤0.01%
530
– –
CPK icon
3306
Chesapeake Utilities
CPK
$3.19B
$5K ﹤0.01%
50
+30
+150% +$3.88K
CPRX
3307
DELISTED
Catalyst Pharmaceutical
CPRX
$5K ﹤0.01%
400
-200
-33% -$2.37K
CPRI icon
3308
Capri Holdings
CPRI
$1.75B
$5K ﹤0.01%
173
-174
-50% -$8.13K
CVE icon
3309
Cenovus Energy
CVE
$54.5B
$5K ﹤0.01%
414
-4,733
-92% -$84.1K
DB icon
3310
Deutsche Bank
DB
$71.9B
$5K ﹤0.01%
814
-566
-41% -$4.81K
DUOL icon
3311
Duolingo
DUOL
$6.42B
$5K ﹤0.01%
53
– –
AXIA
3312
DELISTED
AXIA Energia
AXIA
$5K ﹤0.01%
883
– –
ETNB
3313
DELISTED
89bio
ETNB
$5K ﹤0.01%
1,000
– –
OPPE
3314
WisdomTree European Opportunities Fund
OPPE
$295M
$5K ﹤0.01%
211
– –
FISR icon
3315
State Street Fixed Income Sector Rotation ETF
FISR
$494M
$5K ﹤0.01%
+218
New +$5.86K
FMS icon
3316
Fresenius Medical Care
FMS
$13B
$5K ﹤0.01%
443
+21
+5% +$397
GLDD
3317
DELISTED
Great Lakes Dredge & Dock
GLDD
$5K ﹤0.01%
771
+595
+338% +$6.23K
GTN icon
3318
Gray Television
GTN
$513M
$5K ﹤0.01%
378
-2
-0.5% -$37
HIMX
3319
Himax Technologies
HIMX
$2.57B
$5K ﹤0.01%
1,048
-3,902
-79% -$24.9K
HLMN icon
3320
Hillman Solutions
HLMN
$1.77B
$5K ﹤0.01%
724
-190
-21% -$1.67K
JPME icon
3321
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$476M
$5K ﹤0.01%
73
-192
-72% -$16.3K
KE
3322
Kimball Electronics
KE
$605M
$5K ﹤0.01%
325
+28
+9% +$571
LOCO icon
3323
El Pollo Loco
LOCO
$463M
$5K ﹤0.01%
637
+30
+5% +$282
LU icon
3324
Lufax Holding
LU
$1.44B
$5K ﹤0.01%
494
-358
-42% -$6.11K
MAT icon
3325
Mattel
MAT
$4.21B
$5K ﹤0.01%
270
-91
-25% -$2.04K
131 132
133
134 135

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.