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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COMB icon
3301
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$146M
$4K ﹤0.01%
190
– –
CORN icon
3302
Teucrium Corn Fund
CORN
$165M
$4K ﹤0.01%
200
– –
CPRX
3303
DELISTED
Catalyst Pharmaceutical
CPRX
$4K ﹤0.01%
600
– –
CRVS icon
3304
Corvus Pharmaceuticals
CRVS
$1.17B
$4K ﹤0.01%
1,750
– –
CVBF icon
3305
CVB Financial
CVBF
$3.99B
$4K ﹤0.01%
221
+2
+0.9% +$41
DBI icon
3306
Designer Brands
DBI
$333M
$4K ﹤0.01%
334
– –
DIV icon
3307
Global X SuperDividend US ETF
DIV
$783M
$4K ﹤0.01%
207
+3
+1% +$61
DMF
3308
DELISTED
BNY Mellon Municipal Income
DMF
$4K ﹤0.01%
500
– –
DNOW icon
3309
DNOW Inc
DNOW
$2.99B
$4K ﹤0.01%
504
-1,210
-71% -$10.5K
DV icon
3310
DoubleVerify
DV
$2.03B
$4K ﹤0.01%
+138
New +$4.6K
AXIA
3311
DELISTED
AXIA Energia
AXIA
$4K ﹤0.01%
883
-963
-52% -$4.84K
ESRT icon
3312
Empire State Realty Trust
ESRT
$836M
$4K ﹤0.01%
544
+2
+0.4% +$20
FSZ icon
3313
First Trust Switzerland AlphaDEX Fund
FSZ
$37.5M
$4K ﹤0.01%
+63
New +$4.36K
FTCI icon
3314
FTC Solar
FTCI
$44.9M
$4K ﹤0.01%
60
– –
GBF icon
3315
iShares Government/Credit Bond ETF
GBF
$128M
$4K ﹤0.01%
37
+36
+3,600% +$4.38K
GKOS icon
3316
Glaukos
GKOS
$10.6B
$4K ﹤0.01%
105
– –
GLNG icon
3317
Golar LNG
GLNG
$5.13B
$4K ﹤0.01%
350
– –
GOLF icon
3318
Acushnet Holdings
GOLF
$5.45B
$4K ﹤0.01%
84
-29
-26% -$1.52K
GPI icon
3319
Group 1 Automotive
GPI
$3.18B
$4K ﹤0.01%
25
– –
HOUS
3320
DELISTED
Anywhere Real Estate
HOUS
$4K ﹤0.01%
266
-260
-49% -$4.53K
HRB icon
3321
H&R Block
HRB
$5.86B
$4K ﹤0.01%
207
+32
+18% +$776
IGOV icon
3322
iShares International Treasury Bond ETF
IGOV
$1.54B
$4K ﹤0.01%
97
– –
IMCG icon
3323
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$4K ﹤0.01%
60
– –
JBSS icon
3324
John B. Sanfilippo & Son
JBSS
$972M
$4K ﹤0.01%
54
-20
-27% -$1.71K
KTOS icon
3325
Kratos Defense & Security Solutions
KTOS
$11.4B
$4K ﹤0.01%
256
-817
-76% -$17.2K
131 132
133
134 135

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.