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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCC icon
3301
WisdomTree Enhanced Commodity Strategy Fund
GCC
$274M
$3K ﹤0.01%
169
– –
GROY icon
3302
Gold Royalty Corp
GROY
$699M
$3K ﹤0.01%
600
– –
GRWG icon
3303
GrowGeneration
GRWG
$90.7M
$3K ﹤0.01%
125
-393
-76% -$13.9K
GUT
3304
Gabelli Utility Trust
GUT
$559M
$3K ﹤0.01%
405
– –
GVI icon
3305
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$3K ﹤0.01%
34
-18
-35% -$2.09K
HAE icon
3306
Haemonetics
HAE
$4B
$3K ﹤0.01%
53
+30
+130% +$1.89K
HNI icon
3307
HNI Corp
HNI
$3.59B
$3K ﹤0.01%
+96
New +$3.71K
IHG icon
3308
InterContinental Hotels
IHG
$23.2B
$3K ﹤0.01%
69
+13
+23% +$840
IMKTA icon
3309
Ingles Markets
IMKTA
$1.67B
$3K ﹤0.01%
+52
New +$3.3K
OPLN
3310
Openlane
OPLN
$4.54B
$3K ﹤0.01%
209
– –
MEI icon
3311
Methode Electronics
MEI
$592M
$3K ﹤0.01%
77
– –
MLAB icon
3312
Mesa Laboratories
MLAB
$574M
$3K ﹤0.01%
+14
New +$3.98K
MODV
3313
DELISTED
ModivCare
MODV
$3K ﹤0.01%
20
– –
MRVI icon
3314
Maravai LifeSciences
MRVI
$919M
$3K ﹤0.01%
70
– –
MSD
3315
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$3K ﹤0.01%
332
– –
NTCT icon
3316
NETSCOUT
NTCT
$2.79B
$3K ﹤0.01%
122
-600
-83% -$16.6K
ADAM
3317
Adamas Trust
ADAM
$883M
$3K ﹤0.01%
178
+177
+17,700% +$3.08K
PDM
3318
Piedmont Realty Trust
PDM
$1.19B
$3K ﹤0.01%
197
+98
+99% +$1.78K
PFBC icon
3319
Preferred Bank
PFBC
$1.25B
$3K ﹤0.01%
56
– –
RDWR icon
3320
Radware
RDWR
$1.19B
$3K ﹤0.01%
95
– –
REG icon
3321
Regency Centers
REG
$14.1B
$3K ﹤0.01%
56
-16
-22% -$1.06K
RMR icon
3322
The RMR Group
RMR
$332M
$3K ﹤0.01%
+95
New +$3.62K
SAIA icon
3323
Saia
SAIA
$9.72B
$3K ﹤0.01%
17
-18
-51% -$4.16K
SBRA icon
3324
Sabra Healthcare REIT
SBRA
$5.37B
$3K ﹤0.01%
203
+18
+10% +$304
SFBS
3325
ServisFirst Bancshares
SFBS
$4.86B
$3K ﹤0.01%
+44
New +$3.15K
131 132
133
134 135

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.