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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HA
3276
DELISTED
Hawaiian Holdings, Inc.
HA
$5K ﹤0.01%
287
-36
-11% -$729
AACIW
3277
DELISTED
Armada Acquisition Corp. I Warrant
AACIW
$5K ﹤0.01%
+9,280
New +$4.73K
GRIN
3278
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
$5K ﹤0.01%
319
+14
+5% +$205
VWE
3279
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$5K ﹤0.01%
500
– –
TRVN
3280
DELISTED
Trevena, Inc.
TRVN
$5K ﹤0.01%
16
– –
HEWC
3281
DELISTED
iShares Currency Hedged MSCI Canada ETF
HEWC
$5K ﹤0.01%
168
– –
ZYNE
3282
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$5K ﹤0.01%
+2,000
New +$7.4K
ISEE
3283
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
$5K ﹤0.01%
300
– –
RUTH
3284
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
$5K ﹤0.01%
253
-89
-26% -$1.71K
DHR.PRB
3285
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$5K ﹤0.01%
+3
New +$4.96K
HUGS
3286
DELISTED
USHG Acquisition Corp.
HUGS
$5K ﹤0.01%
500
-14,497
-97% -$147K
VTIQW
3287
DELISTED
VectoIQ Acquisition Corp. II Warrant
VTIQW
$5K ﹤0.01%
7,100
+1,800
+34% +$1.72K
COHR
3288
DELISTED
Coherent Inc
COHR
$5K ﹤0.01%
22
-50
-69% -$12.9K
BMTC
3289
DELISTED
Bryn Mawr Bank Corp
BMTC
$5K ﹤0.01%
+130
New +$6.12K
HIBB
3290
DELISTED
Hibbett, Inc. Common Stock
HIBB
$5K ﹤0.01%
83
+53
+177% +$4.22K
AGL icon
3291
Agilon Health
AGL
$1.6B
$4K ﹤0.01%
+7
New +$4.26K
AKBA icon
3292
Akebia Therapeutics
AKBA
$252M
$4K ﹤0.01%
1,871
– –
AMWD
3293
DELISTED
American Woodmark
AMWD
$4K ﹤0.01%
72
– –
ANGI icon
3294
Angi Inc
ANGI
$196M
$4K ﹤0.01%
+49
New +$5.3K
AQB icon
3295
AquaBounty Technologies
AQB
$6.02M
$4K ﹤0.01%
101
-5
-5% -$322
ASIX icon
3296
AdvanSix
ASIX
$444M
$4K ﹤0.01%
89
-12
-12% -$553
ATNI icon
3297
ATN International
ATNI
$492M
$4K ﹤0.01%
+108
New +$4.62K
BIBL icon
3298
Inspire 100 ETF
BIBL
$495M
$4K ﹤0.01%
120
– –
BLMN icon
3299
Bloomin' Brands
BLMN
$938M
$4K ﹤0.01%
223
-85
-28% -$1.79K
CLAR icon
3300
Clarus
CLAR
$143M
$4K ﹤0.01%
+159
New +$4.39K
130 131
132
133 134

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.