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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATKR icon
3276
Atkore
ATKR
$3.16B
$3K ﹤0.01%
38
– –
BBRE icon
3277
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.27B
$3K ﹤0.01%
35
-137
-80% -$13.7K
BGFV
3278
DELISTED
Big 5 Sporting Goods
BGFV
$3K ﹤0.01%
+153
New +$3.75K
BKD icon
3279
Brookdale Senior Living
BKD
$3.4B
$3K ﹤0.01%
538
– –
BNGO icon
3280
Bionano Genomics
BNGO
$13.3M
$3K ﹤0.01%
+1
New +$3.5K
BRBR icon
3281
BellRing Brands
BRBR
$1.34B
$3K ﹤0.01%
+115
New +$3.68K
CLDT
3282
Chatham Lodging
CLDT
$586M
$3K ﹤0.01%
250
– –
CNMD icon
3283
CONMED
CNMD
$1.47B
$3K ﹤0.01%
35
+20
+133% +$2.62K
COOP
3284
DELISTED
Mr. Cooper
COOP
$3K ﹤0.01%
91
+83
+1,038% +$3.13K
COUR icon
3285
Coursera
COUR
$1.54B
$3K ﹤0.01%
+100
New +$3.77K
CPER icon
3286
United States Copper Index Fund
CPER
$772M
$3K ﹤0.01%
150
– –
CPRX
3287
DELISTED
Catalyst Pharmaceutical
CPRX
$3K ﹤0.01%
600
– –
CRAI icon
3288
CRA International
CRAI
$1.06B
$3K ﹤0.01%
+32
New +$2.89K
DIN icon
3289
Dine Brands
DIN
$452M
$3K ﹤0.01%
40
-6
-13% -$483
DIV icon
3290
Global X SuperDividend US ETF
DIV
$783M
$3K ﹤0.01%
204
+3
+1% +$59
DMRC icon
3291
Digimarc Corp
DMRC
$178M
$3K ﹤0.01%
100
– –
DNP icon
3292
DNP Select Income Fund
DNP
$4.09B
$3K ﹤0.01%
+300
New +$3.21K
EFR
3293
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$3K ﹤0.01%
225
– –
ESGR
3294
DELISTED
Enstar Group
ESGR
$3K ﹤0.01%
13
– –
EVH icon
3295
Evolent Health
EVH
$447M
$3K ﹤0.01%
116
+38
+49% +$912
FFIN icon
3296
First Financial Bankshares
FFIN
$4.97B
$3K ﹤0.01%
81
-142
-64% -$6.73K
FIX icon
3297
Comfort Systems
FIX
$59.6B
$3K ﹤0.01%
+48
New +$3.57K
FROG icon
3298
JFrog
FROG
$10.8B
$3K ﹤0.01%
110
-108
-50% -$4.33K
FTXL icon
3299
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
$3K ﹤0.01%
52
– –
FVC icon
3300
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$109M
$3K ﹤0.01%
100
-892
-90% -$32.3K
130 131
132
133 134

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.