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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSB icon
3251
iShares ESG Advanced Universal USD Bond ETF
EUSB
$710M
$6K ﹤0.01%
161
– –
EVN
3252
Eaton Vance Municipal Income Trust
EVN
$427M
$6K ﹤0.01%
650
-1,500
-70% -$14.8K
FCPT icon
3253
Four Corners Property Trust
FCPT
$2.7B
$6K ﹤0.01%
241
-96
-28% -$2.47K
FLLA icon
3254
Franklin FTSE Latin America
FLLA
$109M
$6K ﹤0.01%
316
+281
+803% +$5.86K
FOXF icon
3255
Fox Factory Holding Corp
FOXF
$866M
$6K ﹤0.01%
72
-186
-72% -$17.3K
FREL icon
3256
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
$6K ﹤0.01%
266
-351
-57% -$8.68K
GLV
3257
Clough Global Dividend & Income Fund
GLV
$78.3M
$6K ﹤0.01%
1,018
-19,408
-95% -$133K
GME icon
3258
GameStop
GME
$8.53B
$6K ﹤0.01%
360
– –
HLLY icon
3259
Holley
HLLY
$378M
$6K ﹤0.01%
3,222
-304
-9% -$957
HROW icon
3260
Harrow
HROW
$1.5B
$6K ﹤0.01%
+413
New +$4.94K
HYGH icon
3261
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$600M
$6K ﹤0.01%
75
– –
INSG icon
3262
Inseego
INSG
$86.4M
$6K ﹤0.01%
730
– –
JPME icon
3263
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$476M
$6K ﹤0.01%
74
+1
+1% +$84
LKFN icon
3264
Lakeland Financial Corp
LKFN
$1.5B
$6K ﹤0.01%
95
+1
+1% +$77
LOCO icon
3265
El Pollo Loco
LOCO
$471M
$6K ﹤0.01%
691
+54
+8% +$563
MNRO icon
3266
Monro
MNRO
$367M
$6K ﹤0.01%
133
– –
NUAG icon
3267
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.4M
$6K ﹤0.01%
315
– –
NXTG icon
3268
First Trust Indxx NextG ETF
NXTG
$562M
$6K ﹤0.01%
+100
New +$5.99K
OXM icon
3269
Oxford Industries
OXM
$553M
$6K ﹤0.01%
69
+8
+13% +$801
PDM
3270
Piedmont Realty Trust
PDM
$1.14B
$6K ﹤0.01%
683
– –
PLCE icon
3271
Children's Place
PLCE
$57.6M
$6K ﹤0.01%
188
+181
+2,586% +$6.77K
PMX
3272
DELISTED
PIMCO Municipal Income Fund III
PMX
$6K ﹤0.01%
750
-1,000
-57% -$8.57K
PSMT icon
3273
Pricesmart
PSMT
$5.29B
$6K ﹤0.01%
108
– –
RLJ icon
3274
RLJ Lodging Trust
RLJ
$1.65B
$6K ﹤0.01%
601
+2
+0.3% +$23
SCS
3275
DELISTED
Steelcase
SCS
$6K ﹤0.01%
930
-214
-19% -$1.58K
129 130
131
132 133

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.