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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COKE icon
3251
Coca-Cola Consolidated
COKE
$12.3B
$6K ﹤0.01%
170
-80
-32% -$3.94K
CVM icon
3252
CEL-SCI Corp
CVM
$25.9M
$6K ﹤0.01%
70
– –
E icon
3253
ENI
E
$80.2B
$6K ﹤0.01%
323
-399
-55% -$9.19K
EAD
3254
Allspring Income Opportunities Fund
EAD
$379M
$6K ﹤0.01%
1,000
-9,837
-91% -$67K
EEMA icon
3255
iShares MSCI Emerging Markets Asia ETF
EEMA
$861M
$6K ﹤0.01%
+115
New +$7.51K
ENSG icon
3256
The Ensign Group
ENSG
$10.6B
$6K ﹤0.01%
76
-338
-82% -$28K
EUSB icon
3257
iShares ESG Advanced Universal USD Bond ETF
EUSB
$711M
$6K ﹤0.01%
161
– –
FSS icon
3258
Federal Signal
FSS
$7.89B
$6K ﹤0.01%
179
-252
-58% -$9.9K
GIB icon
3259
CGI
GIB
$15.5B
$6K ﹤0.01%
89
+50
+128% +$4.08K
HP icon
3260
Helmerich & Payne
HP
$4.17B
$6K ﹤0.01%
166
+69
+71% +$2.9K
HYGH icon
3261
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$6K ﹤0.01%
75
– –
IDHQ icon
3262
Invesco S&P International Developed Quality ETF
IDHQ
$990M
$6K ﹤0.01%
321
+102
+47% +$2.43K
INDI icon
3263
indie Semiconductor
INDI
$824M
$6K ﹤0.01%
850
– –
INTF icon
3264
iShares International Equity Factor ETF
INTF
$3.75B
$6K ﹤0.01%
294
– –
IPAR icon
3265
Interparfums
IPAR
$3.84B
$6K ﹤0.01%
87
+20
+30% +$1.58K
KF
3266
Korea Fund
KF
$252M
$6K ﹤0.01%
348
– –
KRC icon
3267
Kilroy Realty
KRC
$4.32B
$6K ﹤0.01%
166
-67
-29% -$3.38K
LGI
3268
Lazard Global Total Return & Income Fund
LGI
$240M
$6K ﹤0.01%
496
+11
+2% +$176
LIND icon
3269
Lindblad Expeditions
LIND
$2.19B
$6K ﹤0.01%
+1,000
New +$8.71K
LKFN icon
3270
Lakeland Financial Corp
LKFN
$1.53B
$6K ﹤0.01%
94
-31
-25% -$2.31K
MAXN
3271
DELISTED
Maxeon Solar Technologies
MAXN
$6K ﹤0.01%
+3
New +$5.54K
MEC icon
3272
Mayville Engineering Co
MEC
$584M
$6K ﹤0.01%
980
+488
+99% +$3.51K
NEOG icon
3273
Neogen
NEOG
$2.51B
$6K ﹤0.01%
460
-580
-56% -$11.7K
NUAG icon
3274
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$96.5M
$6K ﹤0.01%
+315
New +$6.75K
OLO
3275
DELISTED
Olo Inc
OLO
$6K ﹤0.01%
780
– –
129 130
131
132 133

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.