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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBRX icon
3251
Moleculin Biotech
MBRX
$2.91M
$5K ﹤0.01%
7
– –
LUXE
3252
LuxExperience B.V.
LUXE
$1.11B
$5K ﹤0.01%
246
+200
+435% +$5.13K
NEOG icon
3253
Neogen
NEOG
$2.5B
$5K ﹤0.01%
114
– –
OXM icon
3254
Oxford Industries
OXM
$552M
$5K ﹤0.01%
51
-11
-18% -$1.07K
PACB icon
3255
Pacific Biosciences
PACB
$370M
$5K ﹤0.01%
+314
New +$7.58K
PAR icon
3256
PAR Technology
PAR
$735M
$5K ﹤0.01%
100
– –
PIPR icon
3257
Piper Sandler
PIPR
$5.29B
$5K ﹤0.01%
120
– –
PSCE icon
3258
Invesco S&P SmallCap Energy ETF
PSCE
$97.7M
$5K ﹤0.01%
+170
New +$6.58K
PXE icon
3259
Invesco Energy Exploration & Production ETF
PXE
$79.8M
$5K ﹤0.01%
+302
New +$6.1K
RIGL icon
3260
Rigel Pharmaceuticals
RIGL
$750M
$5K ﹤0.01%
205
-37
-15% -$1.12K
ROCK icon
3261
Gibraltar Industries
ROCK
$1.49B
$5K ﹤0.01%
85
– –
SABS icon
3262
SAB Biotherapeutics
SABS
$355M
$5K ﹤0.01%
+70
New +$6.57K
SMLV icon
3263
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$261M
$5K ﹤0.01%
50
– –
SSL icon
3264
Sasol
SSL
$7.1B
$5K ﹤0.01%
354
-389
-52% -$6.71K
TOST icon
3265
Toast
TOST
$19.9B
$5K ﹤0.01%
150
+50
+50% +$2.31K
TY icon
3266
TRI-Continental Corp
TY
$1.9B
$5K ﹤0.01%
+160
New +$5.51K
UHS icon
3267
Universal Health Services
UHS
$10.5B
$5K ﹤0.01%
45
+11
+32% +$1.41K
UMC icon
3268
United Microelectronic
UMC
$46.9B
$5K ﹤0.01%
511
-303
-37% -$3.37K
TECX
3269
Tectonic Therapeutic
TECX
$606M
$5K ﹤0.01%
119
-2,102
-95% -$121K
JBTM
3270
JBT Marel
JBTM
$6.39B
$5K ﹤0.01%
+37
New +$5.79K
ZUO
3271
DELISTED
Zuora, Inc.
ZUO
$5K ﹤0.01%
+288
New +$5.79K
ROIC
3272
DELISTED
Retail Opportunity Investments Corp.
ROIC
$5K ﹤0.01%
281
– –
B
3273
DELISTED
Barnes Group Inc.
B
$5K ﹤0.01%
+123
New +$5.44K
LEV
3274
DELISTED
The Lion Electric Company
LEV
$5K ﹤0.01%
600
– –
CHUY
3275
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$5K ﹤0.01%
+171
New +$5.19K
129 130
131
132 133

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.