We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TFII icon
3226
TFI International
TFII
$11.5B
$7K ﹤0.01%
76
-144
-65% -$14.4K
TGNA
3227
DELISTED
TEGNA Inc
TGNA
$7K ﹤0.01%
394
+43
+12% +$867
ULBI icon
3228
Ultralife
ULBI
$107M
$7K ﹤0.01%
1,850
– –
VSAT icon
3229
Viasat
VSAT
$11.6B
$7K ﹤0.01%
238
-50
-17% -$1.75K
WKHS icon
3230
Workhorse Group
WKHS
$34.9M
$7K ﹤0.01%
2
+1
+100% +$6.89K
ZIP icon
3231
ZipRecruiter
ZIP
$401M
$7K ﹤0.01%
429
– –
MFD
3232
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$7K ﹤0.01%
891
+21
+2% +$174
SNPO
3233
DELISTED
Snap One Holdings Corp. Common Stock
SNPO
$7K ﹤0.01%
1,000
– –
TSP
3234
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$7K ﹤0.01%
4,350
-9,386
-68% -$33.4K
MTEM
3235
DELISTED
Molecular Templates, Inc.
MTEM
$7K ﹤0.01%
1,533
– –
DBD
3236
DELISTED
Diebold Nixdorf Incorporated
DBD
$7K ﹤0.01%
5,000
– –
BRMK
3237
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$7K ﹤0.01%
2,000
– –
RIDE
3238
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
$7K ﹤0.01%
429
-20
-4% -$464
BCYC
3239
Bicycle Therapeutics
BCYC
$289M
$6K ﹤0.01%
213
– –
BFAM icon
3240
Bright Horizons
BFAM
$3.84B
$6K ﹤0.01%
101
-189
-65% -$12.4K
BHF icon
3241
Brighthouse Financial
BHF
$3.44B
$6K ﹤0.01%
130
– –
BIOX icon
3242
Bioceres Crop Solutions
BIOX
$21.7M
$6K ﹤0.01%
500
– –
BYND icon
3243
Beyond Meat
BYND
$273M
$6K ﹤0.01%
537
-907
-63% -$12.6K
CLIR icon
3244
ClearSign Technologies
CLIR
$26.5M
$6K ﹤0.01%
1,230
– –
CMC icon
3245
Commercial Metals
CMC
$8.16B
$6K ﹤0.01%
142
+50
+54% +$2.29K
CPA icon
3246
Copa Holdings
CPA
$5.65B
$6K ﹤0.01%
81
+72
+800% +$5.67K
CRD.A icon
3247
Crawford & Co Class A
CRD.A
$638M
$6K ﹤0.01%
1,184
+933
+372% +$5.67K
CWK icon
3248
Cushman & Wakefield Ltd
CWK
$3.13B
$6K ﹤0.01%
521
+467
+865% +$5.4K
DAC icon
3249
Danaos Corp
DAC
$2.54B
$6K ﹤0.01%
130
– –
EAD
3250
Allspring Income Opportunities Fund
EAD
$379M
$6K ﹤0.01%
1,000
– –
128 129
130
131 132

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.