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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHP icon
3226
Ryman Hospitality Properties
RHP
$7.63B
$4K ﹤0.01%
48
– –
SDOW icon
3227
ProShares UltraPro Short Dow 30
SDOW
$137M
$4K ﹤0.01%
31
– –
SEB icon
3228
Seaboard Corp
SEB
$4.06B
$4K ﹤0.01%
1
– –
SLG icon
3229
SL Green Realty
SLG
$3.99B
$4K ﹤0.01%
65
+2
+3% +$146
SMPL icon
3230
Simply Good Foods
SMPL
$982M
$4K ﹤0.01%
116
-52
-31% -$1.87K
SQQQ icon
3231
ProShares UltraPro Short QQQ
SQQQ
$1.71B
$4K ﹤0.01%
+4
New +$4.04K
STEM icon
3232
Stem
STEM
$52.7M
$4K ﹤0.01%
9
– –
SYNA icon
3233
Synaptics
SYNA
$4.15B
$4K ﹤0.01%
25
+2
+9% +$336
TBBK icon
3234
The Bancorp
TBBK
$2.84B
$4K ﹤0.01%
184
– –
TOPS icon
3235
TOP Ships
TOPS
$4.24M
$4K ﹤0.01%
14
– –
TOST icon
3236
Toast
TOST
$19.9B
$4K ﹤0.01%
+100
New +$5.47K
UHS icon
3237
Universal Health Services
UHS
$10.5B
$4K ﹤0.01%
34
+6
+21% +$908
VAC icon
3238
Marriott Vacations Worldwide
VAC
$4.25B
$4K ﹤0.01%
38
+19
+100% +$2.88K
VET icon
3239
Vermilion Energy
VET
$1.66B
$4K ﹤0.01%
493
– –
VOC icon
3240
VOC Energy
VOC
$51.9M
$4K ﹤0.01%
1,000
– –
XOS icon
3241
Xos
XOS
$37.7M
$4K ﹤0.01%
+30
New +$7.58K
XRX icon
3242
Xerox
XRX
$425M
$4K ﹤0.01%
244
+101
+71% +$2.29K
INVX
3243
Innovex International
INVX
$1.97B
$4K ﹤0.01%
179
-19
-10% -$505
ACCD
3244
DELISTED
Accolade Inc
ACCD
$4K ﹤0.01%
+100
New +$4.7K
ROIC
3245
DELISTED
Retail Opportunity Investments Corp.
ROIC
$4K ﹤0.01%
281
– –
GRIN
3246
DELISTED
Grindrod Shipping Holdings Ltd. Ordinary Shares
GRIN
$4K ﹤0.01%
+305
New +$4.12K
FREE
3247
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$4K ﹤0.01%
+405
New +$5.08K
DMTK
3248
DELISTED
DermTech, Inc. Common Stock
DMTK
$4K ﹤0.01%
+139
New +$4.88K
NTCO
3249
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$4K ﹤0.01%
248
+128
+107% +$2.62K
SLGC
3250
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$4K ﹤0.01%
+350
New +$3.95K
128 129
130
131 132

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.