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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATSG
3226
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
-200
-67% -$5.18K
ACHL
3227
DELISTED
Achilles Therapeutics
ACHL
$2K ﹤0.01%
+250
New +$3.39K
NARI
3228
DELISTED
Inari Medical, Inc. Common Stock
NARI
$2K ﹤0.01%
29
-1,230
-98% -$119K
HTLF
3229
DELISTED
Heartland Financial USA, Inc.
HTLF
$2K ﹤0.01%
58
-273
-82% -$13.6K
NDP
3230
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$2K ﹤0.01%
106
– –
SLCA
3231
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$2K ﹤0.01%
204
– –
HOLI
3232
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$2K ﹤0.01%
200
– –
NTCO
3233
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$2K ﹤0.01%
120
– –
CIR
3234
DELISTED
CIRCOR International, Inc
CIR
$2K ﹤0.01%
77
-125
-62% -$4.42K
ZEV
3235
DELISTED
Lightning eMotors, Inc.
ZEV
$2K ﹤0.01%
15
-120
-89% -$20.5K
FOCS
3236
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$2K ﹤0.01%
61
– –
NVCN
3237
DELISTED
Neovasc Inc.
NVCN
$2K ﹤0.01%
91
– –
IPOD.WS
3238
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
$2K ﹤0.01%
1,200
– –
IPOF.WS
3239
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
$2K ﹤0.01%
1,300
– –
NTUS
3240
DELISTED
Natus Medical Inc
NTUS
$2K ﹤0.01%
79
-159
-67% -$4.33K
ECOL
3241
DELISTED
US Ecology, Inc.
ECOL
$2K ﹤0.01%
60
– –
KOR
3242
DELISTED
Corvus Gold Inc. Common Shares
KOR
$2K ﹤0.01%
+917
New +$2.31K
MGLN
3243
DELISTED
Magellan Health Services, Inc.
MGLN
$2K ﹤0.01%
22
-38
-63% -$3.58K
RPAI
3244
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$2K ﹤0.01%
225
-2,925
-93% -$34.2K
SCR
3245
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
$2K ﹤0.01%
129
– –
BST.RT
3246
DELISTED
BlackRock Science and Technology Trust Rights (expiring July 14, 2021)
BST.RT
$2K ﹤0.01%
+3,616
New +$2.44K
VG
3247
DELISTED
Vonage Holdings Corporation
VG
$2K ﹤0.01%
151
-307
-67% -$4.2K
CIT
3248
DELISTED
CIT Group Inc.
CIT
$2K ﹤0.01%
67
-52
-44% -$2.73K
GPM
3249
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$2K ﹤0.01%
+250
New +$2.07K
AMRC icon
3250
Ameresco
AMRC
$1.36B
$1K ﹤0.01%
30
+18
+150% +$969
128 129
130
131 132

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.