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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
301
Alibaba
BABA
$308B
$21.9M 0.06%
302,699
+133,147
+79% +$9.75M
WM icon
302
Waste Management
WM
$91B
$21.8M 0.06%
102,418
+2,355
+2% +$463K
RY icon
303
Royal Bank of Canada
RY
$293B
$21.8M 0.06%
215,739
+72,775
+51% +$7.18M
DON icon
304
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$21.7M 0.06%
445,252
-2,365
-0.5% -$108K
VPL icon
305
Vanguard FTSE Pacific ETF
VPL
$8.43B
$21.6M 0.06%
284,504
+214,356
+306% +$15.7M
KW
306
DELISTED
Kennedy-Wilson Holdings
KW
$21.4M 0.06%
2,492,788
+2,434,850
+4,203% +$24M
NCLH icon
307
Norwegian Cruise Line
NCLH
$8.84B
$21.4M 0.06%
1,021,133
+1,006,289
+6,779% +$18.3M
JCI icon
308
Johnson Controls International
JCI
$92.2B
$21.3M 0.06%
325,742
+83,514
+34% +$4.86M
AMT icon
309
American Tower
AMT
$80.4B
$21.2M 0.06%
107,449
+7,732
+8% +$1.54M
CSX icon
310
CSX Corp
CSX
$93.1B
$21.1M 0.06%
568,320
+27,738
+5% +$1.01M
SONY icon
311
Sony
SONY
$138B
$21.1M 0.06%
1,227,915
-362,950
-23% -$6.67M
CI icon
312
Cigna
CI
$74.6B
$21M 0.06%
57,885
+7,170
+14% +$2.36M
ATS icon
313
ATS Corp
ATS
$2.05B
$20.9M 0.06%
621,260
-72,301
-10% -$2.87M
SCHW
314
Charles Schwab
SCHW
$187B
$20.9M 0.06%
288,578
+39,810
+16% +$2.62M
THRM icon
315
Gentherm
THRM
$1.27B
$20.8M 0.06%
360,919
-64,644
-15% -$3.37M
DOV icon
316
Dover
DOV
$28.4B
$20.7M 0.06%
116,775
+20,518
+21% +$3.3M
IWP icon
317
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$20.7M 0.06%
181,131
+18,426
+11% +$1.99M
ACWI icon
318
iShares MSCI ACWI ETF
ACWI
$33.5B
$20.5M 0.06%
186,311
-41,484
-18% -$4.36M
SPGI icon
319
S&P Global
SPGI
$120B
$20.4M 0.06%
47,950
+10,560
+28% +$4.58M
ITGR icon
320
Integer Holdings
ITGR
$4.26B
$20.3M 0.06%
174,286
-4,707
-3% -$500K
PM icon
321
Philip Morris
PM
$295B
$20.3M 0.06%
221,450
+64,776
+41% +$5.97M
NOC icon
322
Northrop Grumman
NOC
$81.2B
$20.3M 0.06%
42,317
+3,449
+9% +$1.59M
EW icon
323
Edwards Lifesciences
EW
$51.7B
$20.2M 0.06%
211,625
+14,434
+7% +$1.21M
CCI icon
324
Crown Castle
CCI
$32.2B
$20.1M 0.06%
189,976
+27,078
+17% +$2.95M
SLM icon
325
SLM Corp
SLM
$5.15B
$20.1M 0.06%
920,811
-242,566
-21% -$4.84M
11 12
13
14 15

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.