We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Ecolab
ECL
$79.9B
| $16.7M | 0.06% |
98,820
+4,604
| +5% | +$837K |
|
302
Delta Air Lines
DAL
$60.1B
| $16.7M | 0.06% |
452,284
-135,845
| -23% | -$5.9M |
|
303
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $16.7M | 0.06% |
163,527
+48,104
| +42% | +$5.07M |
|
304
Corning
GLW
$143B
| $16.7M | 0.06% |
547,250
-14,184
| -3% | -$464K |
|
305
Vanguard Energy ETF
VDE
$9.74B
| $16.5M | 0.06% |
130,394
-6,508
| -5% | -$797K |
|
306
Vanguard Russell 1000 Growth ETF
VONG
$45B
| $16.5M | 0.06% |
241,159
+969
| +0.4% | +$68.8K |
|
307
Distillate US Fundamental Stability & Value ETF
DSTL
$2.04B
| $16.5M | 0.06% |
368,483
+11,116
| +3% | +$510K |
|
308
Northrop Grumman
NOC
$81.2B
| $16.4M | 0.06% |
37,221
+2,379
| +7% | +$1.04M |
|
309
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.53B
| $16.3M | 0.06% |
534,943
-33,809
| -6% | -$1.06M |
|
310
Lam Research
LRCX
$390B
| $16.2M | 0.06% |
258,840
+9,930
| +4% | +$652K |
|
311
ConocoPhillips
COP
$141B
| $16.2M | 0.06% |
135,185
+14,826
| +12% | +$1.72M |
|
312
Global X MLP ETF
MLPA
$2.26B
| $16.2M | 0.06% |
362,510
+862
| +0.2% | +$37.8K |
|
313
Palantir
PLTR
$413B
| $16M | 0.06% |
1,002,835
+210,872
| +27% | +$3.36M |
|
314
American Tower
AMT
$80.4B
| $16M | 0.06% |
97,272
-1,882
| -2% | -$344K |
|
315
Sherwin-Williams
SHW
$89.8B
| $15.9M | 0.06% |
62,475
-3,754
| -6% | -$1M |
|
316
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
| $15.9M | 0.06% |
189,219
+27,764
| +17% | +$2.44M |
|
|
317
BioMarin Pharmaceuticals
BMRN
$12.3B
| $15.9M | 0.06% |
179,696
-372,811
| -67% | -$33.2M |
|
318
PNC Financial Services
PNC
$101B
| $15.9M | 0.06% |
129,184
-21,905
| -14% | -$2.76M |
|
319
Sempra
SRE
$54.8B
| $15.7M | 0.06% |
231,298
+138,382
| +149% | +$9.98M |
|
320
Vanguard Consumer Staples ETF
VDC
$7.99B
| $15.6M | 0.06% |
85,154
+484
| +0.6% | +$93.4K |
|
321
Progyny
PGNY
$2.2B
| $15.4M | 0.06% |
453,694
+442,496
| +3,952% | +$16.7M |
|
322
CSX Corp
CSX
$93.1B
| $15.3M | 0.06% |
496,887
-21,114
| -4% | -$669K |
|
323
Waste Management
WM
$91B
| $15.2M | 0.06% |
99,883
+12,569
| +14% | +$2.03M |
|
324
Canadian National Railway
CNI
$76.6B
| $15M | 0.06% |
138,747
+383
| +0.3% | +$43.9K |
|
325
Edwards Lifesciences
EW
$51.7B
| $15M | 0.06% |
216,541
-9,415
| -4% | -$757K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.