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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
First Trust Value Line Dividend Fund
FVD
$8.41B
| $17.1M | 0.07% |
424,958
-6,005
| -1% | -$241K |
|
302
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
| $17M | 0.07% |
137,230
-42,957
| -24% | -$5.16M |
|
303
iShares Select Dividend ETF
DVY
$23.6B
| $16.9M | 0.07% |
143,815
-12,023
| -8% | -$1.45M |
|
304
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
| $16.8M | 0.07% |
90,160
+16,734
| +23% | +$3.05M |
|
305
General Motors
GM
$76.8B
| $16.8M | 0.07% |
458,807
+58,298
| +15% | +$2.2M |
|
306
ChargePoint
CHPT
$161M
| $16.8M | 0.07% |
80,046
+30,747
| +62% | +$6.7M |
|
307
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $16.7M | 0.07% |
159,140
-26,181
| -14% | -$2.73M |
|
308
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
| $16.5M | 0.07% |
123,441
-9,149
| -7% | -$1.27M |
|
309
iShares National Muni Bond ETF
MUB
$45.5B
| $16.5M | 0.07% |
153,445
+3,126
| +2% | +$334K |
|
310
iShares MBS ETF
MBB
$39.1B
| $16.5M | 0.07% |
173,825
+30,134
| +21% | +$2.85M |
|
311
State Street SPDR S&P Dividend ETF
SDY
$23.9B
| $16.4M | 0.07% |
132,970
-145,954
| -52% | -$18.4M |
|
312
Telus
TU
$15.3B
| $16.2M | 0.07% |
813,836
+259,718
| +47% | +$5.28M |
|
313
Canadian National Railway
CNI
$76.6B
| $16.1M | 0.07% |
136,767
+6,020
| +5% | +$712K |
|
314
Xcel Energy
XEL
$48.8B
| $16.1M | 0.07% |
238,945
+32,738
| +16% | +$2.21M |
|
315
Omnicell
OMCL
$1.68B
| $16M | 0.07% |
272,768
+238,593
| +698% | +$13.2M |
|
316
BHP
BHP
$230B
| $16M | 0.07% |
251,978
+7,885
| +3% | +$508K |
|
317
WisdomTree US LargeCap Dividend Fund
DLN
$6.39B
| $15.9M | 0.07% |
256,815
+224,413
| +693% | +$13.9M |
|
318
Vanguard Industrials ETF
VIS
$8.39B
| $15.7M | 0.07% |
82,523
+26,519
| +47% | +$5.04M |
|
319
Ecolab
ECL
$79.9B
| $15.6M | 0.07% |
94,312
+828
| +0.9% | +$129K |
|
320
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $15.4M | 0.07% |
247,256
+51,844
| +27% | +$3.24M |
|
321
Vanguard Energy ETF
VDE
$9.74B
| $15.2M | 0.07% |
133,498
-2,082
| -2% | -$247K |
|
322
Vodafone
VOD
$37.4B
| $15.2M | 0.07% |
1,378,577
-551,408
| -29% | -$6.28M |
|
323
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $15.1M | 0.07% |
33,005
+2,175
| +7% | +$1.01M |
|
324
Global X MLP ETF
MLPA
$2.26B
| $15.1M | 0.06% |
363,005
-1,268
| -0.3% | -$53.6K |
|
325
Devon Energy
DVN
$47.3B
| $15M | 0.06% |
297,059
+62,528
| +27% | +$3.56M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.