We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONG icon
301
Vanguard Russell 1000 Growth ETF
VONG
$44.7B
$13.1M 0.06%
166,501
+4,709
+3% +$359K
SDY icon
302
State Street SPDR S&P Dividend ETF
SDY
$23.7B
$13M 0.06%
101,032
+9,090
+10% +$1.13M
MPT
303
Medical Properties Trust
MPT
$2.75B
$13M 0.06%
549,638
-4,527,225
-89% -$97M
NOBL icon
304
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$13M 0.06%
263,998
+6,328
+2% +$299K
VDC icon
305
Vanguard Consumer Staples ETF
VDC
$7.98B
$12.9M 0.06%
64,553
+22,233
+53% +$4.19M
VIGI icon
306
Vanguard International Dividend Appreciation ETF
VIGI
$9.19B
$12.7M 0.06%
149,160
-142
-0.1% -$12.6K
FDX icon
307
FedEx
FDX
$74.7B
$12.7M 0.06%
49,223
+8,661
+21% +$2.08M
IQLT icon
308
iShares MSCI Intl Quality Factor ETF
IQLT
$14.1B
$12.6M 0.06%
320,500
+52,300
+20% +$2.05M
GGB icon
309
Gerdau
GGB
$9.89B
$12.5M 0.06%
3,203,537
+1,941,600
+154% +$7.38M
MINT icon
310
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$12.4M 0.06%
122,296
-25,480
-17% -$2.59M
SKYY icon
311
First Trust Cloud Computing ETF
SKYY
$3.01B
$12.4M 0.06%
118,556
+53,513
+82% +$5.89M
BEP icon
312
Brookfield Renewable
BEP
$9.82B
$12.1M 0.06%
338,650
+93,962
+38% +$3.46M
USB icon
313
US Bancorp
USB
$99.4B
$12M 0.06%
213,594
+2,985
+1% +$177K
ILCG icon
314
iShares Morningstar Growth ETF
ILCG
$3.24B
$11.9M 0.06%
166,167
+4,588
+3% +$323K
HEI icon
315
HEICO Corp
HEI
$50.8B
$11.9M 0.06%
82,686
+23,318
+39% +$3.29M
PGX icon
316
Invesco Preferred ETF
PGX
$3.78B
$11.8M 0.06%
789,685
+5,288
+0.7% +$78.8K
ABB
317
DELISTED
ABB Ltd
ABB
$11.6M 0.05%
305,170
-2,472
-0.8% -$86.7K
TRIN icon
318
Trinity Capital Inc.
TRIN
$1.58B
$11.6M 0.05%
660,494
+26,867
+4% +$446K
GD icon
319
General Dynamics
GD
$105B
$11.6M 0.05%
55,664
+4,131
+8% +$834K
GES
320
DELISTED
Guess Inc
GES
$11.5M 0.05%
+483,720
New +$10.7M
RSG icon
321
Republic Services
RSG
$64.5B
$11.5M 0.05%
82,258
+12,755
+18% +$1.7M
FCX icon
322
Freeport-McMoran
FCX
$95.5B
$11.4M 0.05%
273,246
+62,861
+30% +$2.39M
ING icon
323
ING
ING
$102B
$11.4M 0.05%
816,990
+510,049
+166% +$7.41M
VAW icon
324
Vanguard Materials ETF
VAW
$3.08B
$11.2M 0.05%
57,139
+17,059
+43% +$3.21M
HDB icon
325
HDFC Bank
HDB
$122B
$11.2M 0.05%
344,522
+7,778
+2% +$272K
11 12
13
14 15

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.