We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Kinder Morgan
KMI
$69.7B
| $10.7M | 0.06% |
641,289
+65,901
| +11% | +$1.12M |
|
302
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $10.7M | 0.06% |
97,106
-8,341
| -8% | -$921K |
|
303
Schwab US TIPS ETF
SCHP
$16.3B
| $10.6M | 0.06% |
339,944
+55,028
| +19% | +$1.74M |
|
304
iShares Morningstar Growth ETF
ILCG
$3.24B
| $10.6M | 0.06% |
161,579
+353
| +0.2% | +$23.8K |
|
305
Vanguard Industrials ETF
VIS
$8.36B
| $10.5M | 0.06% |
55,854
+14,231
| +34% | +$2.79M |
|
306
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
| $10.5M | 0.05% |
327,390
+91,278
| +39% | +$3.05M |
|
307
Zions Bancorporation
ZION
$10.3B
| $10.3M | 0.05% |
166,231
+1,404
| +0.9% | +$77.1K |
|
308
Digital Realty Trust
DLR
$71.3B
| $10.3M | 0.05% |
71,204
+3,677
| +5% | +$577K |
|
|
ABB
309
DELISTED
ABB Ltd
ABB
| $10.3M | 0.05% |
307,642
+21,680
| +8% | +$787K |
|
310
Trinity Capital Inc.
TRIN
$1.58B
| $10.2M | 0.05% |
633,627
-6,166
| -1% | -$94K |
|
311
iShares MSCI Intl Quality Factor ETF
IQLT
$14.1B
| $10.2M | 0.05% |
268,200
+147,799
| +123% | +$5.84M |
|
312
Rockwell Automation
ROK
$49.2B
| $10.1M | 0.05% |
34,500
+5,127
| +17% | +$1.57M |
|
313
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $10.1M | 0.05% |
115,507
+2,735
| +2% | +$240K |
|
314
General Dynamics
GD
$105B
| $10.1M | 0.05% |
51,533
-4,727
| -8% | -$925K |
|
315
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
| $9.95M | 0.05% |
96,532
+186
| +0.2% | +$19.5K |
|
316
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.71B
| $9.9M | 0.05% |
253,104
+6,608
| +3% | +$263K |
|
317
Global X Copper Miners ETF NEW
COPX
$7.98B
| $9.84M | 0.05% |
287,620
+94,745
| +49% | +$3.43M |
|
318
Philip Morris
PM
$293B
| $9.83M | 0.05% |
103,678
+3,439
| +3% | +$346K |
|
319
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $9.81M | 0.05% |
179,063
+6,205
| +4% | +$343K |
|
320
iShares MSCI United Kingdom ETF
EWU
$4.13B
| $9.78M | 0.05% |
303,364
+31,026
| +11% | +$1.02M |
|
321
Vanguard Short-Term Treasury ETF
VGSH
$29.2B
| $9.77M | 0.05% |
159,067
-2,102
| -1% | -$129K |
|
322
Gilead Sciences
GILD
$162B
| $9.65M | 0.05% |
138,223
+28,235
| +26% | +$1.98M |
|
323
GE Aerospace
GE
$389B
| $9.64M | 0.05% |
150,166
+11,059
| +8% | +$711K |
|
324
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
| $9.47M | 0.05% |
119,595
+2,737
| +2% | +$222K |
|
325
Xylem
XYL
$28.2B
| $9.47M | 0.05% |
76,568
+3,982
| +5% | +$512K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.