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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
(+12%)
Cap. Flow
+$949M
Cap. Flow
% of AUM
6.42%
Top 10 Holdings %
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eli Lilly
LLY
|
+$106M |
| 2 |
United Rentals
URI
|
+$71.2M |
| 3 |
Fidelity National Information Services
FIS
|
+$51.8M |
| 4 |
NEWR
New Relic, Inc.
NEWR
|
+$47.7M |
| 5 |
DFS
Discover Financial Services
DFS
|
+$42.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Verizon
VZ
|
+$178M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$68.9M |
| 3 |
ACC
American Campus Communities, Inc.
ACC
|
+$54.8M |
| 4 |
Illumina
ILMN
|
+$47.8M |
| 5 |
Progressive
PGR
|
+$43.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.41% |
| 2 | Financials | 15.55% |
| 3 | Healthcare | 12.83% |
| 4 | Consumer Discretionary | 8.8% |
| 5 | Industrials | 7.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
General Dynamics
GD
$106B
| $7.11M | 0.05% |
39,150
+9,258
| +31% | +$1.51M |
|
302
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.4B
| $7.08M | 0.05% |
25,791
+3,229
| +14% | +$910K |
|
303
Ball Corp
BALL
$16.8B
| $7.08M | 0.05% |
83,503
+9,455
| +13% | +$828K |
|
304
First Trust Preferred Securities and Income ETF
FPE
$6.35B
| $7.07M | 0.05% |
351,006
+39,364
| +13% | +$795K |
|
305
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
| $6.98M | 0.05% |
32,608
+9,014
| +38% | +$1.9M |
|
|
BBL
306
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $6.98M | 0.05% |
120,579
+18,298
| +18% | +$1.09M |
|
307
Stryker
SYK
$130B
| $6.84M | 0.05% |
28,082
+4,347
| +18% | +$1.04M |
|
308
Uber
UBER
$153B
| $6.76M | 0.05% |
124,082
+11,723
| +10% | +$654K |
|
309
GraniteShares Gold Shares
BAR
$1.46B
| $6.71M | 0.05% |
395,254
+78,717
| +25% | +$1.4M |
|
310
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $6.69M | 0.05% |
81,073
+20,597
| +34% | +$1.71M |
|
311
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.76B
| $6.65M | 0.05% |
71,773
+6,120
| +9% | +$587K |
|
312
Invesco Senior Loan ETF
BKLN
$6.81B
| $6.6M | 0.04% |
298,181
+55,420
| +23% | +$1.24M |
|
313
Northrop Grumman
NOC
$81.3B
| $6.58M | 0.04% |
20,347
+3,954
| +24% | +$1.19M |
|
314
American Electric Power
AEP
$68.7B
| $6.56M | 0.04% |
77,506
-1,473
| -2% | -$119K |
|
315
Sanofi
SNY
$104B
| $6.51M | 0.04% |
131,615
+15,455
| +13% | +$742K |
|
316
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
| $6.5M | 0.04% |
437,700
| – | – |
|
317
Trane Technologies
TT
$106B
| $6.48M | 0.04% |
39,147
+15,391
| +65% | +$2.38M |
|
318
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
| $6.45M | 0.04% |
217,005
-6,853
| -3% | -$200K |
|
319
US Bancorp
USB
$99.6B
| $6.39M | 0.04% |
115,622
+60,431
| +109% | +$3.02M |
|
320
Invesco Preferred ETF
PGX
$3.79B
| $6.38M | 0.04% |
425,132
+108,172
| +34% | +$1.61M |
|
321
Air Products & Chemicals
APD
$67.5B
| $6.36M | 0.04% |
22,613
+7,545
| +50% | +$2.05M |
|
322
Vanguard Materials ETF
VAW
$3.13B
| $6.34M | 0.04% |
36,692
+25,039
| +215% | +$4.12M |
|
323
Southwest Airlines
LUV
$23.1B
| $6.32M | 0.04% |
103,480
+51,398
| +99% | +$2.73M |
|
324
Vanguard Consumer Discretionary ETF
VCR
$6.33B
| $6.12M | 0.04% |
20,704
+3,161
| +18% | +$917K |
|
|
325
Illumina
ILMN
$28.4B
| $6.11M | 0.04% |
16,369
-117,118
| -88% | -$47.8M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2021 Portfolio in Review
As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.
- Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
- Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
- Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
- Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
- Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.
Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.