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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Sony
SONY
$138B
| $4.16M | 0.04% |
270,770
+13,950
| +5% | +$217K |
|
302
American Electric Power
AEP
$68.4B
| $4.11M | 0.04% |
50,279
+6,806
| +16% | +$561K |
|
303
Unilever
UL
$136B
| $4.04M | 0.04% |
58,295
+15,563
| +36% | +$1.04M |
|
304
Uber
UBER
$153B
| $3.96M | 0.04% |
108,504
-272
| -0.3% | -$8.98K |
|
305
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
| $3.91M | 0.04% |
96,407
+2,487
| +3% | +$103K |
|
306
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
| $3.89M | 0.04% |
64,882
+45,735
| +239% | +$2.75M |
|
307
ASML
ASML
$669B
| $3.87M | 0.04% |
10,488
+2,267
| +28% | +$847K |
|
308
Canadian National Railway
CNI
$76.6B
| $3.84M | 0.04% |
36,096
+723
| +2% | +$72.6K |
|
|
MRSH
309
Marsh
MRSH
$91.5B
| $3.84M | 0.04% |
33,479
+2,117
| +7% | +$243K |
|
310
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
| $3.83M | 0.04% |
28,716
+1,518
| +6% | +$203K |
|
|
BBL
311
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $3.83M | 0.04% |
89,796
-2,885
| -3% | -$129K |
|
312
Vanguard Consumer Discretionary ETF
VCR
$6.33B
| $3.82M | 0.04% |
16,285
+507
| +3% | +$115K |
|
313
Northrop Grumman
NOC
$81.2B
| $3.8M | 0.04% |
12,043
+2,400
| +25% | +$782K |
|
314
General Mills
GIS
$19.7B
| $3.75M | 0.04% |
60,889
+6,829
| +13% | +$427K |
|
315
Air Products & Chemicals
APD
$67.6B
| $3.7M | 0.03% |
12,424
+2,977
| +32% | +$856K |
|
316
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
| $3.68M | 0.03% |
+110,833
| New | +$3.68M |
|
317
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
| $3.67M | 0.03% |
23,833
+3,375
| +16% | +$518K |
|
|
BRW
318
Saba Capital Income & Opportunities Fund
BRW
$339M
| $3.61M | 0.03% |
408,920
+41,935
| +11% | +$367K |
|
319
SS&C Technologies
SSNC
$18.6B
| $3.6M | 0.03% |
59,468
+1,307
| +2% | +$78.2K |
|
320
Mistras Group
MG
$512M
| $3.59M | 0.03% |
919,033
+943
| +0.1% | +$3.79K |
|
321
Philips
PHG
$26.1B
| $3.58M | 0.03% |
93,683
-2,442
| -3% | -$98K |
|
322
Diageo
DEO
$53.6B
| $3.53M | 0.03% |
25,680
+3,522
| +16% | +$486K |
|
323
State Street SPDR S&P China ETF
GXC
$482M
| $3.53M | 0.03% |
29,683
-313
| -1% | -$36.8K |
|
324
Dow Inc
DOW
$21.2B
| $3.48M | 0.03% |
74,097
+22,035
| +42% | +$990K |
|
325
Peloton Interactive
PTON
$2.49B
| $3.46M | 0.03% |
34,854
+4,475
| +15% | +$329K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.