Rockefeller Capital Management Portfolio holdings
AUM
$45.6B
1-Year Return
21.96%
This Quarter Return
+9.5%
1 Year Return
+21.96%
3 Year Return
+89.19%
5 Year Return
+147.02%
10 Year Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$446M
Cap. Flow
% of AUM
4.18%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
320
Increased
1,151
Reduced
698
Closed
231
Top Buys
| 1 |
Reinsurance Group of America
RGA
|
+$128M |
| 2 |
Alibaba
BABA
|
+$81.7M |
| 3 |
Carrier Global
CARR
|
+$71.6M |
| 4 |
American Water Works
AWK
|
+$60.7M |
| 5 |
Martin Marietta Materials
MLM
|
+$51.5M |
Top Sells
| 1 |
Apple
AAPL
|
+$114M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$111M |
| 3 |
Walt Disney
DIS
|
+$105M |
| 4 |
Novartis
NVS
|
+$64.4M |
| 5 |
Amazon
AMZN
|
+$28.4M |
Sector Composition
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Shares Change % | Capital Flow | |
|---|---|---|---|---|---|---|
301
Sony
SONY
$172B
| $4.16M | 0.04% |
270,770
+13,950
| +5% | +$214K |
|
302
American Electric Power
AEP
$57.5B
| $4.11M | 0.04% |
50,279
+6,806
| +16% | +$556K |
|
303
Unilever
UL
$155B
| $4.04M | 0.04% |
65,582
+17,508
| +36% | +$1.08M |
|
304
Uber
UBER
$199B
| $3.96M | 0.04% |
108,504
-272
| -0.3% | -$9.92K |
|
305
iShares MSCI Pacific ex Japan ETF
EPP
$1.83B
| $3.91M | 0.04% |
96,407
+2,487
| +3% | +$101K |
|
306
First Trust Enhanced Short Maturity ETF
FTSM
$6.17B
| $3.89M | 0.04% |
64,882
+45,735
| +239% | +$2.74M |
|
307
ASML
ASML
$313B
| $3.87M | 0.04% |
10,488
+2,267
| +28% | +$837K |
|
308
Canadian National Railway
CNI
$59.5B
| $3.84M | 0.04% |
36,096
+723
| +2% | +$77K |
|
309
Marsh & McLennan
MMC
$99.2B
| $3.84M | 0.04% |
33,479
+2,117
| +7% | +$243K |
|
310
iShares 3-7 Year Treasury Bond ETF
IEI
$16.9B
| $3.84M | 0.04% |
28,716
+1,518
| +6% | +$203K |
|
|
BBL
311
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $3.83M | 0.04% |
89,796
-2,885
| -3% | -$123K |
|
312
Vanguard Consumer Discretionary ETF
VCR
$6.52B
| $3.82M | 0.04% |
16,285
+507
| +3% | +$119K |
|
313
Northrop Grumman
NOC
$83.3B
| $3.8M | 0.04% |
12,043
+2,400
| +25% | +$757K |
|
314
General Mills
GIS
$26.9B
| $3.76M | 0.04% |
60,889
+6,829
| +13% | +$421K |
|
315
Air Products & Chemicals
APD
$64.3B
| $3.7M | 0.03% |
12,424
+2,977
| +32% | +$887K |
|
316
SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$9.1B
| $3.68M | 0.03% |
+110,833
| New | +$3.68M |
|
317
Vanguard Small-Cap ETF
VB
$66.8B
| $3.67M | 0.03% |
23,833
+3,375
| +16% | +$519K |
|
|
BRW
318
Saba Capital Income & Opportunities Fund
BRW
$351M
| $3.61M | 0.03% |
408,920
+41,935
| +11% | +$370K |
|
319
SS&C Technologies
SSNC
$21.7B
| $3.6M | 0.03% |
59,468
+1,307
| +2% | +$79.1K |
|
320
Mistras Group
MG
$306M
| $3.59M | 0.03% |
919,033
+943
| +0.1% | +$3.69K |
|
321
Philips
PHG
$26.7B
| $3.58M | 0.03% |
90,329
-2,355
| -3% | -$93.4K |
|
322
Diageo
DEO
$58.3B
| $3.53M | 0.03% |
25,680
+3,522
| +16% | +$485K |
|
323
SPDR S&P China ETF
GXC
$493M
| $3.53M | 0.03% |
29,683
-313
| -1% | -$37.2K |
|
324
Dow Inc
DOW
$17.1B
| $3.49M | 0.03% |
74,097
+22,035
| +42% | +$1.04M |
|
325
Peloton Interactive
PTON
$3.24B
| $3.46M | 0.03% |
34,854
+4,475
| +15% | +$444K |
|